FINAL ORDER NASD Regulation, lac. In the Matter of the Arbitration Between Elaine Kay Tyler, and Jeffrey Alan Tyler, Claimants, v. 'No.9*-023Q7 The Ohio Company, BUI Williams, Sr., Bill Williams, Jr., Gary Baird, and Fifth Third Bank, Respondents. REPRESENTATION OF PARTIES Claimants Elaine Kay Tyler and Jeffrey Alan Tyler ("Claimants**) were represented by LtodaB. Hagan, Esq. of Powers, Chapman, De Agostino, Meyers & MJUa loc

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Microphonics, Inc. (Claimant) vs. Russo Securities, Inc., (Respondent). Case Number: 98-02306 Hearing Site: Nashville, TN REPRESENTATION OF PARTIES Claimant, Microphonics, Inc. ("Microphonics"): Kenneth R. Jones, Esq., Nashville, TN. Respondent, Russo Securities, Inc. ("Russo"): Gary A. Cherney, Esq., Cohen, Norris, Scherer, Weinberger & Wolmer, North Palm Beach, FL . CASE INF

AWARD NASD Regulation, Inc In the matter of the Arbitration Between Name of Claimant(s) David R. Lopez, as Attorney-in-Fact under General Power of Attorney for Robert E. Lopez and Guillermina S. Lopez, Skye Chenoweth, Raymond Deno, Robert C. Geiss, Herbert R. Huber and Kathryn R. Huber, and Gerald R. Kincaid and Betty J. Kincaid Arbitration No. 98-02303 Name of Respondent(s) SIFE REPRESENTATION For Claimants: Joel A. Good

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Thomas M. Karl and 98-02302 Name of Respondents Landmark International Equities, Inc. Lawrence Jahn REPRESENTATION OF PARTIES Thomas M. Karl ("Claimant") appeared pro se. Landmark International Equities, Inc. ("Respondent") did not respond to the claim or appear at the hearing. Lawrence Jahn ("Respondent Jahn") appeared pro se. CASE INFORMATION

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: The Estate of Edwin J. Klaiber, (Claimant) vs. PaineWebber, Inc. (Respondent). Case Number: 98-02301 Hearing Site: Dallas, Texas REPRESENTATION OF PARTIES , Claimant, The Estate of Edwin J. Klaiber , ("Claimant"): Noel Guardi, Esq.: Attorney at Law, Denver, Co. Respondent, PaineWebber, Inc. ("Respondent 1 ): Joel Davidson, Esq.: The Law Office of Joel Davidson, New York, N

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: J.P. Turner and Co., LLC, Claimant vs. Dennis Trainor and Western States Construction, Respondents. Case Number: 98-02300 Hearing Site: Seattle, Washington REPRESENTATION OF PARTIES Claimant, J.P. Turner and Co., LLC ("JP Turner"), hereinafter referred to as "Claimant": Laurie J. Dolinger, Esq., Sichenzia, Ross & Friedman LLP, New York, New York Third-Party Respondent, Joseph Doyl

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant LT Lawrence & Company, Incorporated Case No. 98-02293 Names of Respondents Barron Chase Securities, Incorporated Robert T. Kirk REPRESENTATION OF PARTIES Claimant LT Lawrence & Company, Incorporated ("LTL"): M. David Sayid, Esq., Sayid and Associates, New York, NY. Respondents Barron Chase Securities, Incorporated ("Barron") and Robert T. Kirk ("Kirk"),

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between nf rii Steven K. Marks Michael A. Razzo 98-02287 Names of Crispin Koehler Securities Kenneth Caraglio REPRESENTATION For Claimants Steven K. Maries ("Marks") and Michael A. Razzo ("Razzo"): Layne Verebay, Esq. of Layne Verebay, P. A., Fort Lauderdale, Florida. For Respondent Crispin Koehler Securities ("Crispin"): Michael C. Heimbach of Crispin Koehler Secur

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Carol McGinnis Warner, Trustee of the Warner-Carleton Family Trust, Claimant vs. Sagemark Consulting, Inc., formerly known as CIGNA Financial Advisors, and Lyndon Jay Parker, Respondents Case Number: 98-02286 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: For Respondent Sagemark Consulting, Inc., formerly known as CIGNA Financial Advi

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Chris Scherb, (Claimant) vs. Royal Hutton Securities, Jeff Warren, Michael Teicher, John Pisapia, and Jerry Judkowitz, (Respondents) Case Number: 00-03103 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Chris Scherb, hereinafter referred to as "Claimant": Kim Steven Juhase, Esq., Novak & Juhase, New York, NY. Respondent, Royal Hutton Securities ("Royal