AWARD NASD REGULATION, INC. In the matter of the Arbitration Between Name of Claimant Steven Mark Lulich v. Name of Respondent Ash & Co., Inc., Jason Gaer, Dennis Bradley, and Scott Goodman Arbitration No. 98-02264 For Claimant: For Respondent: Ash & Co., Inc. REPRESENTATION William F. Davis, Esq. Law Office of William F, Davis Pacific Palisades, California No Appearance For Respondent: Dennis Bradley

Award NASD In the Matter of the Arbitration Between: Name of the Claimant Case Number: 00-03102 Kent Cochran Names of the Respondents Hearing Site: Little Rock, AR Thomas McDonald Couch, Jr. Monroe Elliot Singer Vernard Benny Greene, Jr. Emmett A. Larkin Company, Inc. Couch & Company.Com Holding Corp. Anthony J. Radicone Phillip J. Horowitz Couch & Co., Inc. REPRESENTATION OF PARTIES For Kent Cochran, hereinafter referred to

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant American BanCredit Corp. C/O Sherwood Savage 98-02261 Names of Respondents Merit Capital Associates, Inc. Anthony Padro REPRESENTATION For Claimant American BanCredit Corp. C/O Sherwood Savage ("Savage"): Darren C. Blum, Esq. of Philip J. Feldman & Associates, North Miami, Florida. For Respondents Merit Capital Associates, Inc. ("MCA") and Anthony Padro

. 17. 1999 3:09Ph AWARD NASD Regulation, Inc. In the Matter of the ^arbitration Between f Name of Claimant J&A Securities, Inc. NASD CASE NO. 98-02255 Name of Respondent Cheryl L. Ktempa REPRESENTATION For Claimant: Rodney D. Bowman of J&A Securities, Inc. / J&A Capitol Markets, L.L.C., Wilmington, North Carolina. > For Respondent: Richard L. Burrows, Esq. of Burrows & Hall, Wallace, North Carolina. CASE INFORMATION Claim

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Max Bolotin, Theodora Polito, and Julie Bolotin, Claimants vs. AJ. Michaels & Co., Ltd, Michael F. Frey, Arthur W. Goldsmith, James T. Martelli, John J. Haas, Respondents. Case Number: 98-02248 Hearing Site: New York, New York REPRESENTATION OF PARTIES For Claimants Max Bolotin ("Bolotin"), Theodora Polito ("Polito"), and Julie Bolotin ("Bolotin"), hereinafter collectively ref

AWARD NASD Regulation, Inc. In the matter of the Arbitration Between Name of Claimant(s) Timothy Long Arbitration No. 98-02246 Name of Respondent(s) Prudential Securities Incorporated Bob Gilson REPRESENTATION For Claimant: Timothy Long, Roseville, California For Respondents: John M. O'Leary, Esq., Prudential Securities Incorporated, New York, New York and Paul Foster, Esq. , Prudential Securities Incorporated, San Francisco, Cal

AWARD NASD REGULATION. INC. In the matter of the Arbitration Between Name of Claimant Mary D. Birch v. Name of Respondent Titan Value Equities Group, Inc., Margaret Dawn Boland, and Ronald Harland Berg Arbitration No. 98-02244 For Claimant: For Respondent: Margaret Dawn Boland REPRESENTATION Irwin Stein, Esq. Law Offices of James J. Sullivan Novato, California No Appearance CASE INFORMATION Statement o

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 98-02242 Richard C. Barrett, Jr., claimant vs. J. Robbins Securities, L.L.C., and Schroder & Company, Inc., respondents. ATTORNEYS: For Claimant Richard C. Barrett, Jr., appeared G. Mark Brewer, Esq., of the firm, Brewer & Carlson, L.L.P., La Jolla, CA. Respondent Schroder & Co., Inc., appeared through its Vice President/Legal and Compliance Department, New Y

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Merrill, Lynch, Pierce, Fenner & Smith, Inc. and Case No. 98-2241 Name of Respondent Gregory Beal, Jr. Thomas Evich Michael Clabaugh Solomon Smith Barney REPRESENTATION OF PARTIES For Merrill, Lynch, Pierce, Fenner & Smith, Inc. ("Claimant or Merrill Lynch") appeared Kris Koss and Eric Schreiner of Rubin and Associates, located in Paoli, Pennsylvani

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants Michael Pistole, Richard Bradshaw, et al Case No. 98-02240 Hearing Location: Baltimore, MD Name of Respondents Prudential Securities, Inc. PaineWebber, Inc. Diana A, Gerometta REPRESENTATION OF PARTIES Claimants Michael C. Pistole, M.D., Richard E. Bradshaw, Michael C. Pistole, M.D., Profit Sharing Trust F/B/O The Employees of Michael C. Pistole, M