N.A.S.D. REGULATION, ESC. AWARD CASE: 98-02215 Olde Discount Corporation, claimant vs. Jennifer Seldon, respondent. ATTORNEYS: For claimant appeared Matthew J. Boitos, Esq., - Detroit, MI, Respondent did not appeared. DATE FILED: 6/18/98 CASE SUMMARY: Claimant alleged respondent sold stock and then delivered a certificate that had been reported lost resulting in a loss to the claimant. Claim Data Award Data Claim: $2,372.41 Award: $2,372.41

AWARD NASD Regulation, Inc. CASE: 98-02212 David Rich, claimant vs. Ameritrade, respondent. ATTORNEYS: Claimant appeared Pro Se. - New York, NY. Respondent appeared Pro Se. - Bellevue, NE. DATE FILED: 6/18/98 CASE SUMMARY: Claimant alleged mislead to believe that trade could not be executed. Claim Data Award Data Claim: $997.28 Award: $.00 Other: $.00 Other: $.00 AWARD: The undersigned arbitrator has decided and determined in full and fi

NASD REGULATION. INC. AWARD In the Matter of the Arbitration Between Name of Claimant John Diamondopoulos vs. Case No. 98-02206 Name B of Respondent Price Waterhouse Securities, Inc. REPRESENTATION For Claimant John Diamondopoulos ("Claimant") appeared Michael S. Lalikos, Esq., of the law firm of Latikos & Lalikos, located in Danvers, Massachusetts. For Respondent Price Waierhouse Securities, Inc. ("Respondent") appeared Theodore

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-3096 Martha J. Winans, Claimant vs. PNC Brokerage Corp., Darrell R. Beahon, James Rabenstine, Peter J. Stangert, Gary Winschel and Carolyn Weisberger, Respondents. ATTORNEYS: Claimant, Martha ^J. Winans ("Claimant"), appeared through Cheryl Nichols, Esq., Getzville, NY. : Respondents, PNC Brokerage Corp., Darrell R. Beahon, James Rabenstine, Peter J. Stangert, Gary Winschel and

Award NASD Regulation, lac. In the Matter of the Arbitration Between; Blair Communications, Inc., (Claimant) vs. Meyers Pollock Robbins, Inc., David Rubin, Roman Perry, and Susan Diamond (Respondents) vs. Michael Ploshnick (Third Party Respondent) Case Number: 98-02202 Hearing Site: Buffalo, New York REPRESE3VTAT1ON OF PARTIES Claimant, Blair Communications, Inc. ("Blair") hereinafter referred to as "Claimant": Joseph J. Solon, President, Blair Communic

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Michael Short and Ann Short, (Claimants) vs. Vasilios Lefkaditis, Angelo Gionis, Elias Tacher, Salvador Tacher, Adam Drew Levy, Edward Barry Cohen, Steven Harry Vornea, Joel Marc Grant, William John Velanis, Ronald Allan Furst, James Edwin Kimberly, Marc Alan Luxenberg, Bruce Jude Guarino, Bear Steams Securities Corp., (Respondents). Case Number: 98-02201 Hearing Site: Portland, Oregon

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Ben Katz, (Claimant) vs. Gabriele, Hueglin & Cashman, Tucker Anthony, Inc., and Gerard Farrell Walter, (Respondents) Case Number: 98-02199 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Ben Katz, hereinafter referred to as "Claimant", appeared pro se. Respondents, Gabriele, Hueglin & Cashman ("GHC"), Tucker Anthony, Inc. ("Tucker"), and Gerard Farrell

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Claimants Clarence H. Freund Residuary Trust, Fred Popper and Irene Popper, Trustees; Irene Popper Living Trust, Irene Popper, Trustee; Fred Popper; and Irene Popper. and 98-02198 Respondents John Cioffoletti, John Bruno, Joseph Crispino, and J.W. Barclay & Co., Inc. REPRESENTATION OF PARTIES Clarence H. Freund Residuary Trust, Fred Popper and Irene Popp

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Wheat First Securities, Inc. vs. Case No. 98-02185 Name of Respondent Gerald Litwin REPRESENTATION For Claimant Wheat First Securities, Inc. ("Claimant") appeared George Brunelle, Esq., a solo practitioner, located in New York, New York. Respondent Gerald Litwin appeared pro se. CASE INFORMATION Claimant's Statement of Claim was filed on June 15

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants Louis and Paula Friedman vs. Case No. 98-02184 Name of Respondents D.H. Blair & Company Barington Capital Group, L.P. Al Palagonia REPRESENTATION OF PARTIES Claimants, Louis and Paula Friedman, , hereinafter collectively referred to as "Claimants": Brian Silver Esq., Towson, Maryland Respondent, D.H. Blair & Co. ("DH Blair"): John T. McGuire, Esq.,