Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Fern S. Keiner, ("Claimant") vs. Kevin J. McLaughlin, ("Respondent") Case Number: 98-02120 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, Fern S. Keiner, hereinafter referred to as "Claimant": William Russiello, Esq., Hackensack, New Jersey. Respondent, Kevin J. Mclaughlin, hereinafter referred to as "Respondent": Morgan W. Bentley, Esq., Newark, New Jersey. CA

Award NASD Regulation, Inc. In the Matter of the Arbijjation Between: Ken E. Minor and Judy Minor, (Claimants) vs. Christopher Francis Castaldo, Jordan Ross Belfort, Daniel Mark Porush, Kenneth Scott Greene, (Respondents). Case Number: 98-02117 Hearing Site: San Francisco, California. REPRESENTATION OF PARTIES Ken E, Minor and Judy Minor, hereinafter collectively referred to as "Claimants": Thomas A. Hargett, Esq., Maddox, Koeller, Hargett & Caruso, Ind

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Name of Claimant Anthony V. DiSalvatore Case Number: 98-02115 Hearing Site: Philadelphia, PA Names of Respondents Michael Sondak Olde Discount Corporation REPRESENTATION OF PARTIES Claimant Anthony V. DiSalvatore, hereinafter referred to as "Claimant": Theodore H. Jobes, Esq., Fox Rothschild O'Brien & Frankel, LLP, Philadelphia, Pennsylvania. Respondents Michael So

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Sam Ghalchi, (Claimant) vs. On-Site Trading, Inc., Gary Mednick, Howard Jahre, and Jamie E. Black (Respondents) Case Number: 98-02114 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Sam Ghalchi, hereinafter referred to as "Claimant": James E. Miller, Esq., Scott & Scott, LLC, Colchester, CT. Respondents On-Site Trading, Inc. ("On-Site"), Gary Mednick ("

AWARD NASD Regulation, Inc. CASE: 98-02113 Kevin M. Prendergast, claimant vs. Malek Paul Tawil and Alexander Wescott & Co., Inc. respondents. ATTORNEYS: Claimant, Kevin M. Prendergast appeared Pro Se, Friendswood, TX Respondent, Malek Paul Tawil did not respond to the Statement of Claim. DATE FILED: 06/09/98 CASE SUMMARY: Claimant alleged that respondents sold his Firamada stock and pu, chased shares of Digitcom Interactive Video Network stock,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: William M. Gordon, (Claimant) vs. Tucker Anthony Incorporated, (Respondent) Case Number: 00-03089 Hearing Site: Albany, New York REPRESENTATION OF PARTIES Claimant, William M. Gordon, hereinafter referred to as "Claimant", appeared pro se. Previously represented by: Richard L. Burstein, Esq., Fernandez, Burstein & Tuczinski, P.C., Albany, NY. Respondent, Tucker Anthony Inc

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Michael R. Blackburn and Deanne Blackburn, JT/WROS, (Claimants) vs. Raymond James & Associates, Inc., et. al. (Respondents). Case Number: 98-02107 Hearing Site: Dallas, TX REPRESENTATION OF PARTIES Claimants, Michael R. Blackburn ("Michael" ) and Deanne Blackburn ("Deanne"), hereinafter collectively referred to as "Claimants": John Dees, Esq., Law Offices of John Dees, Dallas, TX.

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Howard and Karen Dilsworth, Claimants vs. David Allen Leonard, North American Financial Group, Inc., and North American Financial Services Co., Inc., Respondents. Case Number: 98-2104 Hearing Site: Detroit. Michigan REPRESENTATION OF PARTIES Claimants, Howard Dilsworth and Karen Dilsworth, hereinafter collectively referred to as "Claimants": Anthony V. Trogan, Esq., Weisman, Trogan, Y

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Cullum & Sandow, Securities, Inc. (Claimant) vs. First Southwest Company, (Respondent). Case Number: 98-02103 Hearing Site: Dallas, Texas REPRESENTATION OF PARTIES Claimant, Cullum & Sandow, Securities, Inc. ("Claimant"): Susan Halpern, Esq., Gardere & Wynn, L.L.P., Dallas, Texas. Respondent, First Southwest Company ("Respondent"): Mary O'Connor, Esq., Akin, Gump, Strauss, Hauer &

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Joseph DiStasio and 98-02100 Names of Respondents Prudential Securities, Inc., and Mark Andrew Wielinga. REPRESENTATION OF PARTIES Claimant Joseph DiStasio ("Claimant DiStasio") was represented by Michael R. Ek, Esq. of Michael R. Ek, Ltd located in Palatine, Illinois. Respondent Prudential Securities, Inc. ("Respondent Prudential") and Respondent Mark