Award NASD Dispute Resolution, Inc. tn the Matter of the Arbitration Between: Lunar Tool & Mold, Inc., Lunar Tool & Mold, Inc., as Administrator of the Lunar Tool & Mold, Inc. Defined Benefit Pension Plan and the Lunar Tool & Mold, Inc. 401(k) Profit Sharing Plan (the "Plans"); Friedrich Hoffmann, Sr., individually and as Trustee in the Plans; and Friedrich Hoffmann, Jr., as Trustee in the Plans v. OLDE Discount Corporation and Mark Darren Morrow

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Gerald P. Campbell, (Claimant) vs. Vining-Sparks IBG, L.P., Jim Vining and Lennje Freiman, (Respondents). Case Number: 98-01996 Hearing Site: Houston. Texas ^ REPRESENTATION OF PARTIES Claimant, Gerald P.,Campbell, hereinafter referred to as "Claimant": James S. Calvert, Jr., Esq., Brewer & Pritchard, Houston, Texas. Respondents, Vining-Sparks IBG, L.P. ("Vining-Sparks"), Jim Vini

,*. AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Richard Cohen 98-01995 Name of Respondents Access Financial Group, Inc.; and Todd Davis REPRESENTATION For Claimant: Richard Cohen ("Cohen") was represented by Thomas F. Burke, Esq. of the Law Office of Thomas F, Burke, located in Chicago, Illinois. For Respondents: Access Financial Group, Inc. ("Access") and Todd Davis ("Davis") were repres

AWARD NASD REGULATION. INC. In the matter of the Arbitration Between Name of Claimants Walter P. Doehler, as an Individual and a Trustee of the Doehler Family Trust and Donna G. Doehler, as an Individual and a Trustee of the Doehler Family Trust v. Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc., Bank One, Columbus, N.A., Argent Securities, Inc. Robert M. Osenko, and J.W. Charles Clearing Corp. Arbitration No. 98-0199

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Christopher Associates vs. 98-01991 Name of Respondent Marsh Block & Co., Inc. REPRESENTATION For Claimant Christopher Associates ("Claimant"): John Connolly, Esq., Alexandria, Virginia Respondent Marsh Block & Co., Inc. ("Respondent") did not appear. CASE INFORMATION Statement of Claim filed: June 2, 1998 Claimant's Submission Agreement signed

< \ AWARD NASD Regulation, Inc. CASE: 98-01984 Stanley J. Sczechowski, IRA and Helen V. Sczechowski,IRA and, Helen V. Sczechowski Living Trust, claimants vs. North American Financial Group, Inc. and Douglas McDonald, respondents. ATTORNEYS: For Claimants appeared Robert J. Scafuri, Esq., of the firm, Scafuri, Mattoni and Monicatti, Troy, MI. Respondent North American Financial Group, Inc. did not respond to the Statement of Claim. Respondent

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Zakay Nathan and F.A.D., L.L.C., (Claimants) vs. Bishop Rosen & Co-, Inc., Robert Rosen, Isaac Schlesinger and Daniel Freedman, (Respondents) Case Number: 98-01981 Hearing Site: New York, Ncv York REPRESENTATION OF PARTIES Claimants, Zakay Nathan ("Nathan") and F.A.D., LLC ("F.A.D."), hereinafter collectively referred to as "Claimants": Janet K. DeCosta, Esq., a sole practitio

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Sandra Sevier and Stephen Salomonson, (Claimants) vs. Gaines, Berland Inc., Douglas Costabile, and Michael Chakos, (Respondents) Case Number: 98-01980 Hearing Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimant, Sandra Sevier ("Sevier"): Lloyd S. Clareman, Esq., New York, NY. Claimant, Stephen Salomonson ("Salomonson"): Frank J. Liberty, Esq., Suisman, Shapiro, Wool, Br

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Michael J. Morse MD, Prudential Securities c/f Michael John Morse IRA, Michael J. Morse, and Michael John Morse IRA Bear Stearns Securities Corp. as Custodian, (Claimants) vs. Investors Associates Incorporated, Lew Lieberbaum & Co., Inc., Michael DiFrancesca, William Cutrone, Richard Preisig, Scott Cuoco, Douglas Mangan, and Vincent Grieco, (Respondents) Case Number: 98-01978 Hear

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Donald E. Smittle Loving Trust Case No. 00-03068 Name pf R psprmHp.pt Fidelity Brokerage Services ULC Hearing Site.- Oklahoma City, Oklahoma. BEPI*F.SFNT4T 1f>N HFPATITIFS Claimant Donald E. Smittle Loving Trust was represented by Donald E. Smittle of Tulsa, Oklahoma. Respondent Fidelity Brokerage Services LLC was represented by William