Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Artemio Largoza, M.D., Trustee FBO Largoza & Largoza MD Inc., P/P/T U/A/D 11-21-77, Claimant v. Olde Discount Corporation, Darren Dickson, and Corey Nagel, Respondents Case Number: 00-03056 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Richard B. Isham, Esq. Law Offices of Richard B. Isham Visalia, California For Respondents: Timothy N.

AWARD NASD Regulation, Inc In the matter of the Arbitration Between Name of Claimant(s) Everen Securities, Inc. formerly known as Kemper Securities, Inc. Arbitration No. 98-01869 Name of Respondent(s) R. Christopher Nee REPRESENTATION For Claimant: Thomas M. McCallister, Esq., Keesal, Young & Logan, San Francisco, California For Respondent: R. Christopher Nee, A.G. Edwards & Sons, Inc., San Jose, California CASE INFORMATION

FUG. 5.1999 9--2BAM AWARD NASD Regulation, lac. In the Matter of the Arbitration Between Name ftf Claimant *• Howard Bloomberg 98-01867 nf Respondents Bear .Stearns & Company, Inc. Jordan Belfort Daniel Porush Kenneth Greene Paul J. Greco REPRESENTATION For Claimant: Lawrence J. Bochat, P.C., Garden City, New York. For Respondent Bear Stearns & Company, Inc. ("Bear Stearns"): Paul W. Stivers, Esq. and Jeffrey W. Willi

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Henry Sergeant Cram, Jr. and Peter Cooper Cram, as Independent Co-Administrators of The Estate of John Sergeant Cram, Jr., (Claimant) vs. Gregory M. Burton, John Hughes, Ralph Scarpa, and Shields & Company, Inc. (Respondents) Case Number: 98-01862 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Henry Sergeant Cram, Jr. and Peter Cooper Cram, as Independent

Stipulated Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Party Name, Daniel Ho v. Party Names, General Re Securities Corporation and General Re Financial Products Corporation Case Number: 98-01857 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Daniel Ho ("Claimant"): Brian Fraser, Esq. and Arthur Greenspan, Esq., Richard Spears Kibber & Orbe, New York, New York Respondent, General Re Securities Corpo

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Mary Ann Dellinger Name of Respondent Northeast Securities, Inc. CONSOLIDATED WITH In the Matter of the Arbitration Between Name of Claimant Betty Jo Faulkner NASD CASE NO. 98-01855 NASD CASE NO. 98-01971 Name of Respondent Northeast Securities, Inc. REPRESENTATION For Claimants Mary Ann Dellinger ("Dellinger") and Betty Jo Faulkner ("Fa

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Charles E. Hill, Jr. and Case Number 9-8-01851 Names of Respondents TradeStar Investments, Inc. and BHC Securities, Inc. REPRESENTATION OF PARTIES Charles E. Hill, Jr. (hereafter referred to as "Claimant") was represented by Annette Henry, Esq. and Greg Tilton, Esq. of Bell & Henry, L.L.P., located in Houston, Texas. TradeStar Investments, Inc. and BHC Secu

Award NASD Regulation, Inc. In the matter of the Arbitration Between Name of Claimants Yeemay & Thomas Griffin v. 98-01850 Name of Resoontfents Gaines, Berland Inc., Alan Gaines, Joseph Michael Angelone, Jr., Richard Douglas Tollin REPRESENTATION OF PARTIES Yeemay Griffin and Thomas Griffin hereinafter collectively referred to as "Claimants": Gary M. Berne, Esq., Stoll, Stoll, Berne, Lokting & Shlacter, Portland, Oregon. Gaines B

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Southern Management, Inc.. Claimant, v. No. 98-01849 Frederick & Company, Inc., Shamrock Partners, LTD., Paul A. Frederick, Lon P. Frederick, and James T. Kelly, Respondents. REPRESENTATION OF PARTIES Claimant Southern Management, Inc.("Claimant" or "Southern Management") was represented by David J. Hase, Esq. of Cook & Franke, S.C. located in Milwaukee, Wisconsin.

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Names of Claimants Vincent Rosati Loretta Rosati Case No. 98-01845 Names of Respondents Island Securities, Inc. New World Securities, Inc. I Alan Steven Cohen I John Joseph Lee Alan Stern Inter-Island Holding Corp. Frank Peter Duca Jonathan Elia Sassoon Bekhor Lynn Elizabeth Kitchen Lynn Kitchen, Inc. Rebecca Fattal . Cedric Marchell