Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Louis Ruggiero, (Claimant) vs. Greenway Capital Corp., Alan J. Mandel, and Joseph Guccioni, (Respondents) Case Number: 98-01725 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, Louis Ruggiero, hereinafter referred to as "Claimant": Eric J. Sussman, Esq., Garden City, NY. Respondent, Greenway Capital Corp. ("Greenway"), hereinafter referred to as "Respondent" did

N.A.S.D. REGULATION, INC. AWARD CASE: 98 - 01724 Matilda Crawford, claimant vs. James Rulison & Sage Rutty, respondents. ATTORNEYS: Claimant appeared Pro Se. - Canandaigua, NY For respondent appeared Pro Se. - Canandaigua, NY. For respondent Sage Rutty & Co., Inc. appeared Renee Rombaut, - Rochester, NY. DATE FILED: 5/11/98 CASE SUMMARY: Claimant alleged unsuitably. Claim Data Award Data Claim: $4,459.00 Award: $.00 Interest: Requested Inter

AWARD, NASD Regulation, Inc. In the Matter of the Arbitration Between Names of Claimants Jay A. Smith, Jr. and Marilyn S. Smith NASD CASE NO, 98-01723 Names of Respondents First National Equity Corp. f/k/a J.S. Securities, Inc., Jeffrey Szur, Elaine Szur, Glenn Beretsky, Santino Carnemolla and Mark C. Wesley REPRESENTATION For Claimants: Neal J. Blaher, Esq., Orlando, Florida. For Respondent Glenn Beretsky ("Beretsky"): James A. Prestian

NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Gruntal & Co., L.L.C. 98-01722 Name of Respondent Rudolf F. Bell REPRESENTATION For Claimant: Ronald Shindler, Esq. of Fowler, White, Burnett, Hurley, Banick & Strickroot, P.A., Miami, FL. Respondent Rudolf F. Bell ("Bell") did not make an appearance in this matter (see "Other Issues"). CASE INFORMATION Statement of Claim filed May 11, 1998. Claimant'

AWARD NASD REGULATION, INC. In the matter of the Arbitration Between Name of Claimants Dong Van Huynh and Minn Huynh v. Arbitration No. 98-01714 Name of Respondents Securities Service Network, Inc.. Fidelity Asset Management. Inc., West Coast Financial Securities Group, Ameritrade faka Ceres Securities), National Financial Services Corporation, Andy Han (aka Han Huy), Thanh Vu (aka Hoai Thien), Tuyen Nguyen, Doyle Holmes, Robert Fitzgera

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Sigal Gottlieb, (Claimant) vs. Janiiey Montgomery Scoti, I-LC and Walter Alan Tye, (Respondents) Case Number: 00-0304J Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, Sigal Gottlieb, hereinafter referred to as "Claimant"; Joseph Sadow, Esq., New York. NY. Respondents, Janney Montgomery Scott, LLC ("Janney") and Walter Alan Tye ("Tye"), hereinafter collec

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: The Ethel Shepherd Trust, (Claimant) vs. Dean Witter Reynolds, Inc. and Steve Dodson, (Respondents). Case Number. 98-01713 Hearing Site: Oklahoma, City, Oklahoma REPRESENTATION OF PARTIES Claimant, The Ethel Shepherd Trust, hereinafter referred to as "Claimant": SteeleT. Williams, Esq., Groner & Schieb, Sarasota, Florida. Respondent, Dean Witter Reynolds, Inc. ("Dean Witter"), her

AWARD NASD REGULATION, INC. In the matter of the Arbitration Between Name of Claimant Matthew Vuyouich v. Arbitration No. 98-01712 Name of Respondents Emmett A. Larkin Company, Inc., Yee, Desmond, Schroeder & Allen, Inc., Capital Securities of America, Brian Volmer, and Cartwright & Walker Securities REPRESENTATION For Claimant: Julius M. Reich, Esq. Law Offices of Julius M. Reich Los Angeles, California and Paul J. Sussm

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Cantor Fitzgerald & Co., Inc. vs. Case No. 98-01709 Name of Respondents Titus & Donnelly, GP Gregory L. Gaspari John Gonzalez REPRESENTATION For Claimant Cantor Fitzgerald & Co., Inc. ("Claimant") appeared Chaya F. Weinberg-Brodt, Esq. of Kronish, Lieb, Weiner & Hellman, LLP, located in New York, New York. For Respondent Titus & Donnelly, GP ("

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Gregory J. Pittel Kathleen Pittel Case No. vs. 98-01706 Name of Respondents Meyers, Pollock, Robbins, Inc. Michael O'Leary REPRESENTATION For Claimants Gregory J. Pittel ("Mr, Pittel") and Kathleen Pittel ("Mrs. Pittel") (collectively, "Claimants"), appeared James Nally, Esq., of the firm White & Cirrito, L.L.P., located in Hempstead, New York.