Award NASD Dispute Resolution In the Matter of the Arbitration Between: Guillermo A. Gleizer, (Claimant) vs. Gilford Securities Incorporated, George Walsh, and George Walsh, Jr., (Respondents) Case Number: 00-03012 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Guillermo A. Gleizer, hereinafter referred to as "Claimant", appeared pro se. Previously represented by: David Martin, Esq., Capriano Lightman & Flach, LLP, New York, NY

Award NASD Regulation, Inc, In the Matter of the Arbitration Between: Robert Walsh, Udell P. Walsh and Robert Walsh, JTWRS (Claimants) v. Josephthal Lyon & Ross, Inc. (Respondent). Case Number 98-01544 (Consolidated with. Case Number 98-01947) Hearing Location: Houston, Texas REPRESENTATION OF PARTIES Claimants, Robert Walsh, Udell P. Walsh and Robert Walsh JTWRS ("Walsh"), hereinafter collectively referred to as "Claimants": Stephen G. Hunt, Esq.,

N.A.S.D. REGULATION, INC. AWARD CASE: 98 - 01542 Olde Discount Corporation, claimant vs. George Turabian, respondent. ATTORNEYS: For claimant Olde Discount Coiporation appeared Matthew J. Boitos, Esq., - Detroit, MI, Respondent did not appear. DATE FILED: 4/24/98 CASE SUMMARY: Claimant alleged request repayment for securities bought and resps. check was returned for non-sufficient funds. Claim Data Award Data Claim: $4,969.29 Award: $4,394.29

iJu, < .'"71999 NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. j L_._.,—. X KOSHROWMOGHADDAM, NASD Case No. 98-01536 Claimant, - against - CORPORATE SECURITIES GROUP, INC., Respondent. -X REQUEST FOR AWARD AND ORDER EXPUNGING THE DISCLOSURE OF THE MOGHADDAM STATEMENT OF CLAIM AND ARBITRATION FROM THE CENTRAL RECORDS DEPOSITORY (CRD) RECORDS OF MESSRS. MCGRATH AND CLEMENTS With the assistance of Messrs. McGrath and Clements, Respond

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between: Eric Burgess and Patricia Burgess, (Claimants) vs. Everen Securities n/k/a First Union Securities, Inc., Steven Mlynski, and Mark Skertich, (Respondents). Case Number: 98-01531 Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES Claimants Eric Burgess and Patricia Burgess ("Claimants"): James J. Eccleston, Esq., Eccleston & Associates, Chicago, Illinois. Respondent Everen Se

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: John Turner, Claimant vs. Monroe Parker Securities, Inc., Alan Lipsky, Bryan Herman, Ralph Angeline, Steven A. Anello and JB Oxford & Company, Respondents. Case Number: 98-01530 Hearing Site: San Francisco, CA REPRESENTATION OF PARTIES Claimant, John Turner, (hereinafter referred to as "Claimant"): Richard Sacks, Investors Recovery Service, 2 Commercial Boulevard, Suite 203C, Novato,

AWARD NASD Regulation, Inc. CASE: 98-01526 Lila Greisman and Bernard Greisrnan, claimants vs. Olde Discount Inc., respondent. ATTORNEYS: Claimants appeared Pro Se. - Tucson, AZ, For Respondent appeared Amy Kutt Richards, Esq. Detroit, MI. DATE FILED: 4/23/98 CASE SUMMARY: Claimant alleged unauthorized trading and breach of fiduciary duty. Claim Data Award Data Claim: $.1,266.50 Award: $1,266.50 Punitive: $8,500.00 Punitive: $.00 Filing F

AWARD NASD REGULATION, INC. In the matter of the Arbitration Between Name of Claimant Abdollah Gilani, M.D., Trustee of Abdollah Gilani, M.D. Retirement Plan One v. Name of Respondents Prudential Securities, Inc. and Gordon Budd McGuire Arbitration No. 98-01525 REPRESENTATION For Claimant: For Respondents: Abdollah Gilani, M.D. In Pro Per West Los Angeles, California Ralph S. Blascovich, Esq. Prudential Securi

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Erick Vincent Sirico vs. Case No. 98-01519 Name of Respondents Paul Caruso Vision Investment Group REPRESENTATION For Claimant Erick Vincent Sirico ("Claimant") appeared Michael Utilla, Esq. of the firm Mure 1 & Carone, P.C., located in Brooklyn, New York. Respondent Paul Caruso ("Caruso") did not enter an appearance in this matter. Responde

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE:98-01514 John and Joanne Black, claimants vs. Quick & Reilly, Inc., respondent. ATTORNEYS: For Claimants, John and Joanne Black, appeared Bradley J. Richardson, Esq., of the firm, Gordon & Silver, LTD, Las Vegas, NV. Respondent, Quick & Reilly, Inc., appeared through Douglas Flaherty, Assistant Vice President of Quick & Reilly, Inc., New York, New York. DATE F