Award NASD Regulation, IDC, In the Matter of the Arbitration Between Names of Claimants Dominic F. and Dale M. Gangale Case No. 98-01338 Name of Respondent Penson Financial Services, Inc. REPRESENTATION OF PARTIES For Claimants Dominic F. Gangale and Dale M. Gangale, hereinafter collectively referred to as "Claimants*"; Philip J. Snyderburn, Esq., Snyderburn, Rishoi & Swann, Winter Parl?,* Florida, : For Respondent Penson Financial S

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Steven J. Paredes 98-01337 Name of Respondent Empire Financial Group, Inc. REPRESENTATION For Claimant: Philip J. Snyderburn, Esq. of Snyderburn, Rishoi & Swann, Winter Park, Florida. For Respondent: Delmer C. Cowing III, Esq. of Delmer C. Cowing III, P.A., Delray Beach," Florida. CASE INFORMATION Statement of Claim filed: March 31, 1998. Cl

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Stuart N. Tolander . and 98-01336 Names of Respondents McDonald & Company Securities, Inc. John D. Mahoney REPRESENTATION OF PARTIES Stuart N. Tolander, ("Claimant") was represented by Dennis C. Waldon, Esq. of Lavin & Waldon, P.C. located in Chicago, Illinois. Respondent McDonald & Company Securities, Inc. ("Respondent McDonald") and John D. Mahone

NASD REGULATION. INC. AWARD In the Matter of the Arbitration Between Name of Claimant Beatrice Bilancia 98-01330 Name of Respondent Louise Phair Cole REPRESENTATION Claimant Beatrice Bilancia ("Claimant") appeared pro se. For Respondent Louise Phair Cole ("Respondent") appeared Brian A. Carlis, Esq., of the law firm Stark & Stark, located in Princeton, New Jersey. CASE INFORMATION Claimant's Statement of Claim was filed on April 9, 1

, Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Louis Csonaki and Julianna Csonaki, Claimants vs. Smith, Benton & Hughes, Inc., Michael Zaman, Joseph Anthony Ballard, Ronald David Luczak, Jr., and Nicholas Joseph Nitti, in, Respondents. Case Number: 98-01324 Hearing Site: Portland, OR REPRESENTATION OF PARTIES Claimants, Louis Csonaki and Julianna Csonaki, (hereinafter collectively referred to as "Claimants"): In Pro

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-02985 Fidelity Brokerage Services. Inc., claimant vs. Shai Shabazz Barnett and Maurice Shawn Barnett, respondents. ATTORNEYS: For Claimant appeared Laurence K. Richmond, Esq., of the firm Laurence K. Richmond & Associates, P.C., Quincy, MA. Respondents did not respond to the Statement of Claim. DATE FILED: July 14, 2000 CASE SUMMARY: Claimant alleged that respondents' account r

NAT1ONALAB! Award NASD Regulation, Inc. o; K EtSlgywiI SEP 0 8 099 In the Matter of the Arbitration Between: Joseph and Peggy Krestine, Claimants vs. Fringe Benefit Investment Services, Ina f/k/a FBD Investment Services, Michael Fred Zanders, and James Philip Randazzo, Respondents. Case Number: 98-01322 Hearing Site: Kansas City, Missouri REPRESENTATION OF PARTIES Claimants, Joseph and Peggy Krestine ("Claimants") were represente

Award 'NASD Regulation, Inc. In the Matter of the Arbitration Between: Jan Burman and Susan Burrnan, (Claimants) vs. Worthington Capital Group, Inc., f/k/a Morgan Grant Capital Corp., Russell Ehrens, Howard Zelin, and Ken Weinstein, (Respondents). Case Number: 98-01314 Hearing Site: New York, New York REPRESENTATION OF PARTIES For Claimants Jan Burman ("Jan Burman") and Susan Burman ("Susan Burman") hereinafter collectively referred to as "Claimants": R

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Thomas A. Kane and Peggy V. Kane, Claimants vs. Nationwide Advisory Services, Inc. and Charles Robert Dadds, Respondents. Case Number: 98-01312 Hearing Site; Philadelphia, Pennsylvania REPRESENTATION OF PARTIES Claimants t Thomas A. Kane and Peggy V. Kane, hereinafter collectively referred to as "Claimants": Jonathan M. Colman, Esq., Paoli, Pennsylvania Respondent, Nationw

NASD REGULATION. INC. A'WARD In the Matter of the Arbitration Between Name of Claimants Michael J. Bobal Brian Bobal vs. Case No. 98-01311 Name of Respondents PCM Securities Vito Gili REPRESENTATION Claimants Michael J. Bobal and Brian Bobal ("Claimants") appeared pro se. For Respondent Vito Gili ("Gili") appeared Michael H. Ference, Esq. of the law offices Lampert and Lampert located in New York, New York. Respondent PCM Sec