NOTICE: An award was rendered in this case, but is not available.

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant John K. MacDonald Case No. 00-02930 Names of Respondents Fidelity Investments Fidelity Brokerage Services, Inc. National Financial Services LLC Hearing Site: Atlanta, Georgia REPRESENTATION OF PARTIES For John K. MacDonald ("MacDonald"), hereinafter referred to as "Claimant": Edward J. Dovin, Esq. of Page Card Smiley & Bishop LLP, Atlanta, G

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

Arbitration N.A..S.D. AMASD NJOTCHMi ASSOCIKnCK OP SEO/KiTUbS DEALERS In t±e Matter of t±e ArbitxatiGn Betweeci " Name of daimant Dean Witter Reynolds, Inc. vs. Name of Rescxandant HbMard BlocDfaezxr National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 858-4389 Case # 90-02279 For Claimant: Michael A. Collora, Esq. and Cheiryl M. Cccinln, Esq. of £My<

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Merrill Lynch Pierce Fenner & Smith, Inc. vs. Prudential Securities, Inc., Paul Payne, Jesse Diaz, Thomas Stotz, James Kilgallon, Gregory Schneider, and Stephen Czocher Case Number: 00-03855 Hearina Site: Chicago. Illinois consolidated with Paul Payne, Jesse Diaz, Thomas Stotz, James Kilgallon, Gregory Schneider, and Stephen Czocher v. Merrill Lynch Pierce Fenner & Smith, Inc. C

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants G. Ronald Berger and Sharon Berger ® National Association c f Securities Dealers, Inc. All Rights Reserved 9444739 South Richmond Securities Inc. Scott Kliewe REPRESENTATION For Claimants, G. Ronald Berger and Sharon Berger ("the Bergers"): Steven M. Kramer, Esq., of Steven M. Kramer and Associates, New York, New York.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.