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98-00719-Award-NASD-20010207.pdf

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Christian Ksieski, Claimant v. Morris Fox, Norcross Securities, Inc., and James Clement Lanshe, Jr., Respondents Case Number: 98-00719 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant Christian Ksieski: James A. Sigler, Esq. Law Offices of James A. Sigler Granada Hills, California For Respondent Norcross Securities, Inc.: Robert L. Dossey, E

98-00717-Award-NASD-19990914.pdf

Award NASD Regulation, Inc. In the fatter of the Arbitration Between: Ann S. Adams, Claimant v. William A. Frankenstein, Associated Planners Securities Corp., Cambridge Insurance Marketing, Inc., and Peregrine Real Estate Trust, Respondents. Case Number: 98-00717 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: For Respondent: William A. Frankenstein: For Respondent: Associated Planners Securities Corp. R