AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Ariiitration Between Bob Fewell, Claimant, and Smith Barney Shearson» Inc., and Jim Homibrook, Respondents. In the Matter of the Aibhration Between Bob Fewell, Claimant, and Smith Bamey Shearson, Inc., and Jim Homibrook, Respondents. Case No. 94-04201 (Consolidated with; Case No. 95^1087) REPRESENTATrnW OF PARTIFS Bob Fewell was represented by

N.A S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In tJie Matter of the Arbitration Between Name of Claimants Sterling Computer Svcs. Profit Sh. Plan Roman J. Sterlin Marie H. Sterlin Roman J. & Marie H. Sterlin, JTWROS 95-01102 (consolidated with 95-01104, 95-02315 and 95-02335) Name of Respondents Joseph Principe Dean Kajorus Berkeley Securities Corp. REPRESENTATION For Claimants Sterling Computer Svcs. Profit Sh. Pla

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Ronald Salomon vs. Case No. 98-00690 Name of Respondents Scott David Harris Victor Ming Wang Angela Stanley-Wang REPRESENTATION OF PARTIES Claimant Ronald Salomon ("Claimant"): RobertM. Kramer, Esq., Attorney at Law, Pittsburgh, Pennsylvania Respondent Scott David Harris ("Harris"): Harold J. Ruvoldt, Jr., Esq., Fischbein, Badillo, Wagner, Hardi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Beiween Name of Claimant ConsoUdated Award Henry C. Wheelwright c/f Emily Watson Wheelwright 95-01631 Lee Adams Wheelwright and Henry C. Wheelwright 95-01633 Henry C. Wheelwright c/f Mark C. Wheelwright 95-01635 Name of Respondent Michael C. Nolan In a claim filed with the National Association of Securities Dealers, Inc. on April 4, 1995, Claimants Henry C.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Beiween Name of Claimant ConsoUdated Award Henry C. Wheelwright c/f Emily Watson Wheelwright 95-01631 Lee Adams Wheelwright and Henry C. Wheelwright 95-01633 Henry C. Wheelwright c/f Mark C. Wheelwright 95-01635 Name of Respondent Michael C. Nolan In a claim filed with the National Association of Securities Dealers, Inc. on April 4, 1995, Claimants Henry C.

AWARD NATIONAL ASSOCIATION OF SECURITIES DEAIiERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimaht J.W. Charles Securities, Inc. Names of Respondents Robert D. Keyser, Jr. and John T. KeyserT^ John Hughes, Howard Feinmel, Paul Winkle, Chris Zafuoff, Al Poliak, Michael Winnick, Frank Vecchio 95-00814; 95-01118; 95-01217 ; 95-01264; 95-01295; 95-01533 ; 95-01534 ,-95-04973 RFPRFSFNTATTON * For Claimant J

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Linda Samet V. Case No. 95-01096 Name of Respondents Goodwin Telzer Tripp & Co.,Inc. Arlene Telzer Consolidated With In the Matter of the Arbitration Between Name of Claimant Eleanore Elefant V. Case No. 95-01431 Name of Respondents Goodwin Telzer Tripp & Co.,Inc. Arlene Telzer REPRESENTATI

NASD REGULATION, INC. MODIFIED AWARD In the Matter of the Arbitration Between Name of CUimant Drizos Investments. Inc. vs Case No. 95-01279 Natnes of ^Respondents J.F. Hartfield & Co., Inc. Titus & Donnelly, Inc. vs. Names of Third-Partv Resnoodents Barr Brothers & Co., Inc. Bear Steams & Co., Inc. Emmet & Co., Inc. J.J. Kenny & Co., Inc. Schroder Wertheim & Co.. Inc. Texas Capital Securities, Inc. REPRESENTATION

NASD REGULATION, INC. REVISED AWARD In the Matter of the Arbitration Between Name of Claimant The Robinson Humphrey Co., Inc. Case No. 95-02455 vs. (Consolidated with 95-02462) Name of Respondents Russell L. and Kishiko H. Powell and Anthony Powell REPRESENTATION For Claimant, The Robinson Humphrey Co., Inc. ("Robinson Humphrey"), appeared Woody Hong, Esq., of the Law Offices of Mark J. Alonso located in New York, New York. For Respondents

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant PaineWebber, Inc. 95-00963 Name of Respondent Todd W. Cowle Consolidated with In the Matter of the Arbitration Between Name of Claimant Edward Cowle 95-02419 Name of Respondent PaineWebber, Inc. REPRESENTATION For PaineWebber, Inc. (Claimant in 95-00963 and Respondent in 95-02419)("PaineWebber") appeared A. Ii^e Se'den, III, Esq., of the f