ftPR.13.1998 7:3EflM NflSD REGULATION FL NO.320 P.A N.A.S.D. AWAJIB NAiSD R^ulatian, Inc. Office of Dispute Rcsoludov In the Matter of the Arbitration BetweMi I. C. Bradford & CD. JohnR. Schwartz Name of iReaPondKit Mewill Lynch, Picice, Fenner & Smith, Inc. 98-00439 consolidated with 98-00451 For aaimaDtl.C, Bradford & Co. ("Bradford"): Linda Cjibbons WiJlis, Esq., Associate General Counsel, J.C. Bradford & Co., NasbvilU, Tennessee.

AWARD NASD Regulation, Inc. In the matter of the Arbitration Between Name of Claimants Middle East Sports Services Company, LTD., a United Kingdom limited liability company trading as Messco Investments, Peter A. Lay and Pauline Lay v. 98-00656 Name of Respondent Jack White & Company REPRESENTATION For Claimants: Philip L. Judson, Esq., Pillsbury, Madison & Sutro, San Francisco, California. For Respondent: Mark A. Potter, Esq., L

N.A,S,D. AWARD' ' NATIONAL ASSQCTATTON OF SECTTRmES DEALERS In the Matter of the Arbitration Between Name n^irpam PaineWebber, Inc. NASD Arbitration No.92-04315 Name of Resnondent Peter Daniel Davalle REPRESENTATTON For Claimant: WiUiam McC. Montgomery, Esq., PaineWebber, Inc., Lof Angeles, California For Respondent: No appearance. CASE INFtfRMATTOTV Statement of Claim filed: December 28, 1992 Claimant's Submission Agreement si

NOTICE: An award was rendered in this case, but is not available.

-A*'.i N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ronald Chabal, William Allison, Charles Anderson Sc Nancy Anderson, Patrick Anderson, John Chadwick, Hector Correa, Jeffrey Daise Sc Aiita Daise, Thomas Driscoll, Harold Granzow, David Hixenbaugh Sc Susan Hixenbaugh, Susan Holbrook, Gerald Hudac, Ray Jones, Georgette Murray, Karen Kasimirsky, Chester Kasimirsky, Noma J. Kasimirsky,

-A*'.i N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ronald Chabal, William Allison, Charles Anderson Sc Nancy Anderson, Patrick Anderson, John Chadwick, Hector Correa, Jeffrey Daise Sc Aiita Daise, Thomas Driscoll, Harold (jranzow, David Hixenbaugh Sc Susan Hixenbaugh, Susan Holbrook, Gerald Hudac, Ray Jones, Georgette Murray, Karen Kasimirsky, Chester Kasimirsky, Noma J. Kasimirsky,

-A*'.i N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ronald Chabal, William Allison, Charles Anderson Sc Nancy Anderson, Patrick Anderson, John Chadwick, Hector Correa, Jeffrey Daise Sc Aiita Daise, Thomas Driscoll, Harold Granzow, David Hixenbaugh Sc Susan Hixenbaugh, Susan Holbrook, Gerald Hudac, Ray Jones, Georgette Murray, Karen Kasimirsky, Chester Kasimirsky, Noma J. Kasimirsky,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant PaineWebber, Inc. Coasolidated cases < ^^^5$Iand 92-02957 Name of Respondents Robert M. Racusen (92-02956) Mark Karambelas (92-02957) REPRESENTATION For Claimant, PaineWebber, Inc. at the hearing: Tom Mierswa, Esq. of PaineWebber, Inc., Weehawken, New Jersey and Martin Hookstra, Esq. of PaineWebber, Inc., Chicago, Illinoi

-A*'.i N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ronald Chabal, William Allison, Charles Anderson Sc Nancy Anderson, Patrick Anderson, John Chadwick, Hector Correa, Jeffrey Daise Sc Aiita Daise, Thomas Driscoll, Harold Granzow, David Hixenbaugh Sc Susan Hixenbaugh, Susan Holbrook, Gerald Hudac, Ray Jones, Georgette Murray, Karen Kasimirsky, Chester Kasimirsky, Noma J. Kasimirsky,

-A*'.i N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ronald Chabal, William Allison, Charles Anderson Sc Nancy Anderson, Patrick Anderson, John Chadwick, Hector Correa, Jeffrey Daise Sc Aiita Daise, Thomas Driscoll, Harold Granzow, David Hixenbaugh Sc Susan Hixenbaugh, Susan Holbrook, Gerald Hudac, Ray Jones, Georgette Murray, Karen Kasimirsky, Chester Kasimirsky, Noma J. Kasimirsky,