Arbitration N.A.S.D. AWARD NATIONAL ASSOCIATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Clajmanr.f Henry Halbing Salzarulo Ira Rollover John w. Kenney, M.D. William A. Fagan, Jr. larry B. Lehr Bruce McGlll, Eric R. Spielhagen National Associstion of Securities Dealers. Inc. -Suite 1680 Three First National Plaza Chicago, IL 60602 (312) 899-4440 Name of R ntrs\ Rauscher Pierce Refsn

Arbitration N.A.S.D. AWARD NATIONAL ASSOCIATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Clajmanr.f Henry Halbing Salzarulo Ira Rollover John w. Kenney, M.D. William A. Fagan, Jr. larry B. Lehr Bruce McGill, Eric R. Spielhagen National Association of Securitiea Dealers. Inc. -Suite 1680 Three First National Plaza Chicago, IL 60602 (312) 899-4440 Name of R ntrs\ Rauscher Pierce Refsn

Arbitration N.A.S.D. AWARD NATIONAL ASSOCIATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimanr.fs^ Henry Halbing Salzarulo Ira Rollover John w. Kenney, M.D. Williani A. Faganr JJ^* Larry B. Lahr Bruce McGlllf Eric R. Spielhagen National Association of Securities Dealers. Inc. -Suite 1680 Three First National Plaza Chicago, IL 60602 (312) 899-4440 Name of R ntrs\ Rauscher Pierce R

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Mauricio Abad vs. Case No. 98-00616 Names of Respondents Meyers Pollock and Robbins, Inc. Michael Ploshnick John Occhigrosso REPRESENTATION For Claimant Mauricio Abad ("Claimant") appeared Lawrence J. Bochat, Esq., of the firm Bochat & Keenan, P.C., located in Garden City, New York. Respondent Meyers Pollock and Robbins, Inc. ("Meyers Pollock")

M.A-S.D- iiWAPD NATIONAL .ASSOCIATION OF SECURITIES DEALEP5 In the Matter of the Arbitration Between Name of naijnant(5) Joseph M. Aimand NgiBe_of RQspondentfsl Donaldson Lufkin & Jenrette Securities Black & Company, Inc. Lawrence Stuart Black Dennis B. Reiter Neil James Koranda Consolidated Case Arbitration National AssocUitlon of Secuiities Dealers, Inc. 425 California St.. Rm. 1400 San Francisco, CA 94104 (415) 781-3

V N.A.S.D. JWARD NftTIONAL ASSOCIATICN OF SECURITIES EEALERS In the Jvafer ot the Arbitration Betv^en ^Jame of Claimwy^trs) Broker-Centro, Ltd. Broker-Centro, U.S.A., Irr. Consulting Centro / Ltd. Invest-Centro, Ltd. Name of Regq Shearson liehroan Hutton, In::. Orlando Murillo Alejandro lacayo Case No. 89-01112 Case No. 89-0III3 Case No. 89-01114 Case No. 89-01115 Heard before the merfcers of the Arbitration Panelj

V N.A.S.D. JWARD NftTIONAL ASSOCIATICN OF SECURITIES EEALERS In the Jvafer ot the Arbitration Betv^en ^Jame of Claimwy^trs) Broker-Centro, Ltd. Broker-Centro, U.S.A., irr. Consulting CentrO/ Ltd. Invest-Centro, Ltd. Name of Regq Shearson liehroan Hutton, Irt. Orlando Murillo Alejandro lacayo Case No. 89-01112 Case No. 89-0III3 Case No. 89-01114 Case No. 89-01115 Heard before the merfcers of the Arbitration Panelj Cr

V N.A.S.D. JWARD NftTIONAL ASSOCIATICN OF SECURITIES EEALERS In the Jvafer ot the Arbitration Betv^en ^Jame of Claimwy^trs) Broker-Centxo, Ltxi. Broker"Centro, U.S.A., irr. Consulting CentrO/ Ltd. Invest-Centip, Ltd. Ifame of Regq Shearson liehnan Hutton, Irc. Orlando Murillo Alejandro lacayo Case No. 89-01112 Case No. 89-0III3 Case No. 89-01114 Case No. 89-01115 Heard before the merfcers of the Arbitration Panelj C

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between LILA TERRY, vs . ROSEMARY GRADY ^ AMERIMUTUAL CORP.. In the Matter of the Arbitration Between JILL CLEARO, vs. ROSEMARY GRADY ^ AMERIMUTUAL CORP.. Claimant. Respondents Claimant, Respondents Case 489-00782 Award Case #89-00839 Award Heard before the member of the Arbitration Panel: CASE SUMMARY These claims were fil

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between LILA TERRY, vs . ROSEMARY GRADY ^ AMERIMUTUAL CORP.. In the Matter of the Arbitration Between JILL CLEARO, vs. ROSEMARY GRADY ^ AMERIMUTUAL CORP.. Claimant. Respondents Claimant, Respondents Case 489-00782 Award Case #89-00839 Award Heard before the member of the Arbitration Panel: CASE SUMMARY These claims were fil