Award NASD Dispute Resolution hi the Matter of the Arbifration Between: NamRs nfthf! Claimant.'; James J. KarUieun Rutherford F. and Connie Penrod H. Landon and Peggy J. Henry Joseph and Sarah Leach Paul WilUam Cowan Frank W. Burket Rick Wright Brian Stahl Donald Holderbaum Namfis nf the RespnndRnts MurJen Financial, Inc. Richard Meyerhoff Casp.Nnmher- 02-03367(MasterCase) ConsoUdated with Subordinate Cases 02-03368

Award NASD Dispute Resolution hi the Matter of the Arbifration Between: Names nf the Claimants James J. Karlheim Rutherford F. and Connie Penrod H. Landon and Peggy J. Henry Joseph and Sarah Leach Paul WilUam Cowan Frank W. Burket Rick Wright Brian Stahl Donald Holderbaum Names nf the Rfispnndents MurJen Financial, hic. Richard Meyerhoff Case Number 02-03367 (Master Case) ConsoUdated with Subordinate Cases 02-03368,

Award NASD Dispute Resolution hi the Matter of the Arbifration Between: Names nf the Claimants James J. Karlheim Rutherford F. and Connie Penrod H. Landon and Peggy J. Henry Joseph and Sarah Leach Paul WilUam Cowan Frank W. Burket Rick Wright Brian Stahl Donald Holderbaum Names nf the T^espnnHents MurJen Financial, hic. Richard Meyerhoff CaseNiimher 02-03367(MasterCase) ConsoUdated with Subordinate Cases 02-0336«, 0

Award NASD Dispute Resolution hi the Matter of the Arbitration Between: NamR.< ; nf the Claimants James J. Karlheim Rutherford F. and Connie Penrod H. Landon and Peggy J. Henry Joseph and Sarah Leach Paul WiUiam Cowan Frank W. Burket Rick Wright Brian Stahl Donald Holderbaum Names nf the l^e.«q^nndRTit.t! MurJen Financial, hic. Richard Meyerhoff CaseNnmher 02-03367 (Master Case) ConsoUdated with Subordinate Cases 02

Award NASD Dispute Resolution hi the Matter of the Arbitration Between: NarriR nf the. Plaimants Patricia A, Dyer Barbara C, Massey Estate of Edgar S. Massey PasP Nnmhor; 02-03592 (Master Case) Namp nf the R Rspnndfint hiterSecurities, Inc. Hearing Site: Baltimore, Maryland Name nfThirrl-Party RespnnHent Robert Bruce Sando hi the Matter of the Arbitration Between: Name nf the Plaimants John D, and Martha C. Coffinan Name nf

Award NASD Dispute Resolution hi the Matter of the Arbitration Between: NarriR nf the. Plaimants Patricia A. Dyer Barbara C. Massey Estate of Edgar S. Massey PasP Niimhor! 02-03592 (Master Case) Namp nf the R Rspnndfint hiterSecurities, Inc. Hearing Site: Baltimore, Maryland Name nfThirrl-Party RespnnHent Robert Bruce Sando hi the Matter of the Arbitration Between: Name nf the Plaimants John D. and Martha C. Coffinan Name n

Award NASD Dispute Resolution hi the Matter of the Arbitration Between: NarriR nf the. Plaimants Patricia A. Dyer Barbara C. Massey Estate of Edgar S. Massey Pasp Niimhor! 02-03592 (Master Case) Namp nf the R Rspnndfint hiterSecurities, Inc. Hearing Site: Baltimore, Maryland Name nfThirrl-Party RespnnHent Robert Bruce Sando hi the Matter of the Arbitration Between: Name nf the Plaimants John D. and Martha C. Coffinan Name n

Award NASD Dispute Resolution In the Matter of the Arbitration Between: NarriR nf the, naimants Patricia A. Dyer Barbara C. Massey Estate of Edgar S. Massey Casp Niimhor! 02-03592 (Master Case) NflTTip nf the RRspnnHfint InterSecurities, Inc. Hearing SitR: Baltimore, Maryland Name nf Thirrl-Parfy RRRpnnHenf Robert Bruce Sando In the Matter of the Arbitration Between: Name nf the naimants John D. and Martha C. Coffinan Name

N.A.S.D. AWARD NATIONAL ASSOCIATTON OP RgrTTRITIES DEAT.BP.g Name of Claimant-B/Counterr^spondpnrg Lorecta Fine and Tom Fine, JTWROS No. 92-03594 Name of RegpondPnt/Connrt^rclaimant^ Fidelity Investments, Inc. REPRESENTATION OF PaRTTBc; Sr)c^'Kirsas^.''''°'''''^'''"^^P°"'^^"^^^ ''^'^''^^^ ^^^^ ' Overland For Respondent/Counterclaimant: Mary Jo Shanev Porr Polsinelli, White, Vardeman & Shalton. Kansas City^ fessou?!'. CASE Il^J^ORMATION

.V.A.i?.:. . .--iWAHZ :ATI:NAL ASS^:::AT:r.N • < EC\:RZTZES ;;EALER> Name of Claimant , r "i c 1 o n r -? r -:• r; Joseoh C:'Denned Name of Respondent: 91 01272 RBPRBSBNTATTON ?or •'."iai.T.anc r.jstrph 'Donneil: Robert Deiub-a, Esq, 'cr ResDcnaenr, .•rocifjf.e 5enera.L.e .-^ecirir. i-s ..ore •Joering, ilsq. rind Jharles Beeman, Esq. CASE INFORMATION .•^r.acerr.enr. •::t '"laiir, L'ilr.d .2n; April - .Scaceir.enr, Aiiswer filed by Respc