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92-04238-Award-NASD-19960730.pdf

N.A.S.D. AWARD C ]teC-/ It- 7 7 NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants David K. , Sandra and Todd demons 92-04238 Name of Respondents Prudential Securities Inc D National Associano'-; o; Secuntjes Dealers, iuc All Rights Rcscrvci REPRESENTATION For Claimants David K. demons, Sandra demons and Todd demons (collectively "Claimants"), appeared Charles C. Mihalek

86-01394-Award-NASD-19890525.pdf

•lATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. :n the Matter or the Arbitration Between Dennis M. Crean, Individually Crean Investments, Ltd. Claimants PaineWebber. Inc. Tom W. Alison Respondents Case =86-01394 Award On March 15, 16, 17 and April 26 and 27, 1989, the undersigned arbitrators heard the controversy between the parties as set forth in submissions to arbitration signed by Claimants Denms M. Crean, Individually and Crean Inve

98-00516-Award-NASD-19981028.pdf

N.A.S.D. REGULATION, INC. AWARD CASE: 98 - 00516 John Ciaramitaro & Silvana D'Anna, claimants vs. Donaldson, Lufkin & Jenrette Inc. & Anthony Chidoni, respondents. ATTORNEYS: Claimant John Ciaramitaro appeared Pro Se. - Chino Hills, CA. Claimant Silvana Emanuela D'Anna appeared Pro Se. - San Dimas, CA. For respondents appeared David J. Campbell, Esq., Jersey City, NJ. DATE FILED: 2/10/98 CASE SUMMARY: Claimants alleged employer failed to pay compens

90-01211-Award-NASD-19910219.pdf

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. m the Matter of the Arbitration Between ) John Hennessay i Claimant i and CounterRespondent ) ) AWARD vs . J ) NASD #90-01211 ]S/Ierrill Lynch, Pierce, Fenner } S Smith, Inc. ) Respondent ) and CounterClaimant ) SUMMARY OF ISSUES This case was filed with the Ma.tior.al Association Of Securities Dealers, Inc. ( "NASD") on April 30, 1990. Claimant alleged that in connection with hi
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