NASD DISPUTE RESOLUTION AWARD DISPUTE RESOLUTION- INC. CASE;00-00028 First Financial Equity Corporation, claimant vs. Global Search, respondent. ATTORNEYS: Claimant appeared through its representative. Scott T. McCowan. Scottsdale, AZ. Respondent did not submit a response TO the Statement of Claim. DATE FILED: January 5, 2000 CASE SUMMARY: CktmaDt alleged that respondent failed to remit payment for 4,000 shares of THV purchased on December 2, 1999,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Wayne L. Boyles 94-01134 Name of Respondent PaineWebber, Inc. CASESUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 25, 1994, Qaimaiit.. Wayne L. Boyies, who appeared Pro Se, alleged that Respondent PaineWebber, Lie., through its former broker, Allen Tilley (not a Respondent in this matte

N.A.S.D. DECISION NATTONAL ASSOCTATTON OF SFCURTTTFS DFAT F.RS. INC. In the matter of the Arbitration Betwc;;n Name of Claimant(s) Christine Ring, Vibeke R. Gerkins, Christine Ring, Trustee, FBO Christine K. Ring Trust Dated 5/14/90 NASD Arbitration V. No. 94-00983 Name of Respondentfs^t Charles Salisbury, L.H. Friend, Weinress & Frankson, Inc., Holford Securities, Inc., Kim Tardiff REPRESENTATION For Claimants: Keith J. Mollis

MASD ARBITRATION Nationil AuocutioB of Scontxa Deilcn. Inc.—NASD FiuncUl Ceiiler-33 WUtclull Street—New York, NY 10004-Fii 212-«58-43«9 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between PEACHTREE CAPITAL CORPORATION, INC., Claimant, vs. A. G. EDWARDS & SONS, INC., DAVID ADRIAN CROSS AND SUSAN M. MAYHUGH, Respondents. NASD ARBITRATION NO. 92-03886 REPRESENTATION For Claimant

M.A.S.D. AWARD MATIONAL ASSOCIATION OF SECURmES DEALERS In the Matter ot the Aitjitrauon Between Name of Claif^ant< ! Bruce A. Mancfaei. John F. Steei. IV, NASD AWARD m-fSlTlS CONSOLIDATED Philip J. McConkev #92-02907 CASES vs. Name of R^pnnrients Dean Witter Reynolds. Inc., Robert W. Inbody Worth H. Bagley REPRESENTATION For Claimants: Shirii Fabbri Weiss, Esq., Gray, Cary, Ames & Frye of San Diego, Califomia. For Respondents: Kev

N.A S,D AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS TNC In the matter of the Arbitration Between Name of Claimants A. Leo Martinez, Kirk K. Henry and Irving Berke, M.D., Name of Respondents Allan A. Brent ai^Dania Securities, Inc. NASD Arbitration No. 94-00924 National Associ:.Tion Securities Dealers. Inc Ali Ri.chts Reservci: For Claimants: For Respondents: REPRESENTATION A. Leo Martinez, Kirk K. Henry and Irving Berke, M

© National Association of Securities Dealers, Inc. N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Gordon and Marion Newell ^"'"^"^ CASE NO. 92-03254 Name of Resnondents Merrill Lynch Pierce Fenner & Smith, Inc. and Arnold Plonski REPRESENTATION For Claimants, Gordon C. Newell and Marion Jo Newell (''Newell"): Allan Fedor, Esq. of Fedor & Fedor of Largo, Florida.

NASD REGULATION. INC AWARD In the Matter of the Arbitration Between Name of Claimant Maria Chmielnicki Name of Respondents A.G. Edwards & Sons, Inc. i.W, Gant and Associates. Inc Peter J. Barrett Donald E. Bowen John Pierce 93-00419 REPRESENTATION Claimant Maria Chmielnicki ("Claimant") appQarodpro se For Respondent A.G. Edwards & Sons, Inc. ("Edwards") appeared Jeff S. Jamieson. Esq.. Litigation Counsel for Edwards located in

L N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Adam Chowaniec 94-00797 Name of Resoondent Prudential Securities Inc ^ National Association of Securities Dealers, Inc. All Rights Reserv^ed REPRESENTATION For Claimant Adam Chowaniec ("Chowaniec"), Hayward Richard Pressman, Esq. of Pressman & Associates, located in New York, New York. For Respondent Prudential

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name nf riaimants Tom and Cindy Notch 94-00765 Name of Respondents Paul Hohnquist, Peter Mathews, Scott Flynn, Mina Kingsley Furo, Thomas Calise Representation of Parties Claimants, Tom and Cindy Notch ("Claimants") were represented at the hearing by Rebecca E. Bender, Esq. of Rebecca Bender & Associates, P.A., Minneapolis. Minnesota. Respond