N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Jerzy Szymczky 94-(X)685 Name of Respondent Greenway Capital Corporation and Harry Hunt. REPRESENTATION For Claimant: Dan Brecher, Esq., of counsel to the law firm of Fischbein, Badillo, Wagner & Itzler, New York, NY. For Respondent: Ruthann G. Niosi, Esq., sole practioner. New York, NY. CASE INFORMATION Statement of Claim fi

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Esther I. Mars and Percival L. Mars (Claimants) vs. Drake & Co. Inc., Paragon Capital Markets, Inc., and Andre Simpson (Respondents) Case Number:Q2-Q4585 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Esther I. Mars and Percival L. Mars, hereinafter referred to as "Claimants": Ralph A. Gant, Esq., Counselor at Law, New York, NY. Respondents, Drake & Co. In

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Frank Russo, individually and as trustee 94-01676 Name of Respondents PaineWebber, Inc. Jeffrey B. Lemer Michael B. Levin © National Association of Securities Dealers, Inc. All Rights Reserved REPRESENTATION For Claimant, Frank Russo ("Russo"): Russell L. Forkey, Esq., Fort Lauderdale, FL. For Respondents, PaineWe

12- NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the Matter of the Arbitration Between Tyler Schilling, Claimant, NASD No. 94-1887 Aclanta One, lie, John Williams and Brian Moore, Respondents. Representation For Claimants: Mitchell Ostwald, Esq. of Seaman, Seaman & Ostwald, Sacramento, Califomia For Respondents Atlanta One, Inc. and John Williams: Thorn Blodgett, Esq. of Atlanta One, Inc., Costa Mesa, Califomia For Respon

N.A.S.D. REGULATION, INC. AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants Christine and Walter Griffith 94-02300 Name of Respondents Paul Peter Alessandrini, Jr. Paragon Capital Corporation REPRESENTATION For Claimants Christine and Walter Griffith: Gerald D. Fischer, Esq. of Opton Handler Gottlieb Feiler Landau & Hirsch, New York, NY. For Respondents Paul Peter Alessandrini, Jr. ("Alessandrini") and

N.A.S.D. AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Frederick A. Signore and Linda A.Signore, Elvira Signore, Kevin A. Signore and Virgil Signore 94-01093 94-01959 Name of Resuondents 94-02813 94-02828 Shearson Lehman Brothers, Inc. Andre Yoshua Weiser Kenneth Donn Name of Third Party Resuondent Cresenzo Signore REPRESENTATION Claimants Frederick A

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITmS DF.ATF.R.S. TNc. ]hthe matter of the Arbitration Between Name of Claimant(.s^ PaineWebber, Inc. NASD Arbitration No. 94-03230 Name gf RgsponHf nT(f?) Braden J. Snodgrass REPRESENTATION For Claimant: Kathryn L. Krebs, Esq., PaineWebber, Inc. Los Angeles, California For Respondent: Braden J. Snodgrass, La Habra, California CASE INFORMATTON Statement of Claim filed: August 15,1994

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Fredrikson Sc Byron, P.A., Fredrikson 8c Byron, P.A. Money Purchase Pension Plan, Fredrikson & Byron, P.A. Money Purchase Pension Trust, Fredrikson & Byron, P.A. Profit Sharing Plan, and Fredrikson & Byron, P.A. Profit Sharing Trust and 94-03285 Name of Respondent Piper Jaffray Incorporated , Piper Capital Management Incorpora

Case No. 94-03419 N.A. S.D.A WARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Bernice Miller Nam e of Respondents Dean Witter Reynolds, Inc. Paul Wlliam Houlihan REPRESENTATION For Claimant, Bernice Miller ("Miller"): Allan J. Fedor, Esq. and Franell Fedor, Esq. of Fedor & Fedor, La2:go, Florida. For Respondent, DeanWtter Reynolds, Inc. ("DWR") and Paul W. Houlihan ("Houlihan"):

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD 1 In the ?.,latter of the Arbitration Between Sidney h. Sapsowitz and Phylhs Sapsowitz, as Trustees for the Sapsowitz Fami 1 y Trxist UAD 10/V90, Claimants. Wertheim Schroder & Co.. Inc. and Don Schwarz, NASD No. 94-3752 Respondents. Representation For Claimants: Bruce Safran, Esq., Tarzana, California For Respondents: Paul Schumacher, Esq. of Keesal, Young Sc Logan, Long Beach, Cali