N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Stover & Co., Inc. 92-03202 Name of Respondents D.H. Blair & Co., Inc.; Craig Nilsen REPRESENTATION For Claimant: Stover & Co., Inc. was represented by James M. DeZelar, Esq. of Robbins, Salomon & Pait, Ltd., located in Chicago, Illinois. For Respondents: D.H. Blair & Co., Inc. and Craig Nilsen were represented by Helena M. F

Award NASD Dispute Resolution In the Matter of the Arbitration Between: PHD Capital Corp. v. A. Matt Tirado Case Number: 02-04583 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, PHD Capital Corp., hereinafter referred to as "Claimant": Michael S. Colombo, StreetWide Asset Recovery Group, Inc., New York, NY. Respondent, A. Matt Tirado, hereinafter referred to as "Respondent" appeared pro se. CASE INFORMATION Statement of Clai

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Joy Kingston NASD Arbitration No.92-03159 Name of ResponQeni(s) Titan Value Equities Group IDM Securities Corporation Don Hunley REPRESENTATION For Claimant: Robert M. Roth, Investors Arbitration Services, Woodland Hills, California For Respondents Titan Value Equities and Don Hunley: Diane A. Irvin, Esq., Jone

N.A-S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Walter Johnson vs. NASD #92-03097 Name of Resppiidents Dean Witter Reynolds, Inc. Williain G. Benbow Mary Curran REPRESENTATION For Claimant: WiUiam R. Sarterberg, Jr., Esq, of Attomey at Law of Fairbanks, Alaska. For Respondents: Christopher B. Wells, Esq. of lane, Powell, Spears & Lubersky of Seattle, Washington. CA

N.A. S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Theodore R. Turner Name of Respondent Jean M. Snow 92-02029 REPRESENTATION For Claimant, Theodore R. Turner, ("Claimant"), Jonathan Kord Lagemann, Esq. For Respondent, Jean M. Snow, ("Respondent"), Cheryl M. Cronin, Esq., from the law tlrm of Dwyer, Collora & Gertner. CASE INFORMATION Statement of Claim filed on June 18,

N.A.S.D. REVISED AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between t^ame of Claimantfs) Gerald I. Bern, Individually and as Trustee of Marsh Construction Corp. Profit Sharing & Trust and Lillian Bern Case No. 92-01976 Note: Any reference hereinafter to the Claimantg or any of them .will be to Bern unless otherwise specified in any of the discussions. Name of Respondentfs) Shearson Lehman Brothers, In

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURIFIES DEALERS In fhe Matter of the Arbitration Between Name of Claimant PaineWebber Incorporated 92-01975 Name of Restwndent Larkin BiUick REPRESENTATION For Clainiant: PaineWebber Incorporated was represented by Michael R Alford, Esq. of PaineWebber Incorporated, located in Miami, Florida. For Respondent: Larkin BiUick appeared pro se. CASE INFORMATION The Statement of Claim was filed on Jun

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) David G. Leibowitz Name of Respondent( s) Kidder. Peabody & Co.. Incorporated 92-01944 74- REPRESENTATION For Claimant David G. Leibowitz: Aegis Frumento, Esq.. sole practioner. For Respondent Kidder Peabody & Co.. Incorporated: Richard Kelly, Esq. in-house counsel at Kidder Peabody. CASE CSTORMATION Statement of Cl

Li Ob NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC In the Matter of the Arbitration Be-tween : A.G. Edwards & Sons, Inc. : Claimant: : CASE ^92-01905 AWARD vs . Denise A. Resczynski : Respondent : CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 8, 1992, Claiinant A.G. Edwards & Sons, Inc. by and through their In-house counsel Clay L. Grumke, Esq., alleged that on or about Oct

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. Ill the Matter of the Arbitration Between East/West Securities Company Claimant CASE #92-01892 AWARD vs. IT-':; Sherwood Securities Corporation Respondent CASE SUMMARY In a claim tiled with the National Association of Securities Dealers. Inc. on June 5. 1992. Claimant East/West Securities Co. through its representative Leslie U. Hams, alleged that Respondent Shewood Securities