Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Hamilton Partners L.P. and Commodities Corp. (USA) NV, ("Claimants") vs. Jonathan Singer. ("Respondent") Case Number: 95-02832 Hearing Site: New York. NY REPRESENTATION OF PARTIES Claimants Hamilton Partners L.P. ("Hamilton") and Commodities Corp. (USA) NV ("Commodities Corp"), hereinafter collectively referred to as "Claimants": Leonard Spivak. Esq., Cahill Gordon & Reindel, New Yo

h N,A.S P, AWARP NATIQNAT. ASSOCIATION OF SECIJRITffiS DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Kurt Peterson Holly H. Peterson vs. © National Association of Securities Dealers, Inc. All Rights Reserved NASD Arbitration No.95-02585 Name of Respondent ^-^entra Securities Corporation Destiny Advisory Group Robert L. Plomgren For Claimants: REPRESENTATION Charles A. Cleveland, Esq., S

K.A.S.D. ANARD NATiciiAL. itssocnaiast OF SECDRITIES UEKEBS In tbe Matter of t±e Azbitration BetMsai Hame of ClaSTnar^t Ttoluca Pacific Securities Corpcratlcsi Naaone cf Respcmdenta Mark Sluiii'u.dlc Kiaxa Shmorak Dr. Frank T^cas Naane of Claiaanta Hal B. Phillips Douglas J. Phillips Phillips Maoaganent Sexvlces Name of Respcnrimts Toluca Pacific Securities Cozporatiaa Peter Blcjwitz NASD Azbitratioa Mx 91-03129

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claiinant Theodore D. Miller Name of Respondent Interacciones Global. Inc. 95-02909 REPRESENTATION For Claimant Theodore D. Miller ("Claimant") appeared Laurie S. Greenberg, Esq., of the law offices of David S. Abramson located in New York. New York. For Respondent Interacciones Global, Inc. ("Respondent") appeared Mary P. Watson, Esq., o

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Eppie Japitana C 95-02984 Name of Respondents © National Association of ^PameWebber, Inc. Secunties Dealers, Inc. Smith Barney Shearson, Inc. Gerald L. Leal All Rights Reserved REPRESENTATION Claimant Eppie Japitana ("Claimant") appeared pro se. Respondent PaineWebber, Inc.( "PaineWebber") and Smith Bamey Shearson, Inc. (

C N A S n. AWARn NATTONAT. A.< ;.«;nrTATTnN OF < ;FrTn?TTTFQ r>FAT FPg TMr In the matter of the Arbitration Between @ N^^^^^^l Assccir.cn or Securities Deaiers. inc. Name nf C\7\\vf)^^\ Arthur S. Leider All Rights Reser\'eG NASD Arbitration No 95-02990 Prudential Securities, Inc. RRPBFSFNTATIOM For Claimant: Arthur S. Leider, Investors Arbitration Services, San Diego, California For Respondent: Michael F. Mooney, Esq., Prudential Securitie

l UU^/UUO Award NASD Dispute Resolutiot NASD Re;fo'u|ionj Inc \ n In the Matter of the Arbitration Between: u Name of the Claimant/CounterRespondent Legacy Securities, Corp. Case Number: 02-04560 Name of the Respondent/CounterClaimant Illini Corporation Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES James J. Moylan, Esq., with law offices located in Chicago, Illinois, represented Claimant/CounterRespondent

N.A.S.D. AWARD NATTONAT ASSOrJATTON OF SECURITIES DF.AT F.l^S TNC In the matter of the Arbitration Between Name of Claimant Olga Burmester vs © National Association of Securities Dealers, Inc. All fights Reserved NASD Arbitration No. 95-02305 Name of Respondent DW Bennington Limited Partnership ~yj)ean Witter Realty, Inc. For Claimant: REPRESENTATION Stephen J. Wilsey , Tiburon, California For Respondents: Ellen Fong, D

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Doris Moore, Claimant, V. No. 95-05050 Signal Securities, Inc., and Yvonne Johnson, Respondents. LTION OF PARTIES Claimant Doris Moore was represented by Dean Carlton, Esquire, of The Carhon Firm, P C. located in Dallas, Texas. Respondents Signal Securities, Inc. and Yvonne Johnson were represented by Jeffrey S. McFall, Esquire, of C

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Robert H. Edeline, Claimant and Counter-Respondent, and No. 95-04966 ^errill Lynch, Pierce Fenner & Smith, Inc Respondent and Counter-Claimant. Consolidated with: In the Matter of Arbitration Between Merrill Lynch, Pierce Fenner & Smith, Inc., Claimant, and No. 95-00771 Anthony W. Gebhardt, Respondent, and Anthony W. Gebhardt a