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02-04466-Award-NASD-20030203.pdf

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-04466 William R. Conrad and Suzanne G. Conrad, claimants vs. Salomon Smith Barney, Inc., respondent. ATTORNEYS: Claimants appeared pro se through William R. Conrad, Prescott, AZ. For Respondent appeared Jennifer P. Nore, Esq., Meyer, Kendricks & Bivens, P.A., Phoenix, AZ. DATE FILED: July 30, 2002 CASE SUMMARY: Claimants alleged that respondent failed to sell their securities and close