NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: RBG Dain Rauscher, Claimant v. James W. Bravos, Respondent , .»-.' • .. -- • • ' . ) ' • . • - • Case Number: 02-04404 Hearing Site: San Francisco, California Nature of the Dispute: Member v. Associated Person i i •; • REPRESENTATION OF PARTIES For Claimant: • • . Kenneth C. Webster, Esq. Confining & Templeton San Francisco, California For Respondent: Wil

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.