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02-04390-Award-NASD-20040319.pdf

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Ray C. Bass Bane of America Investment Services, Inc. Case Number: 02-04390 Hearing Site: Orlando, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATTON OF PARTIES For Ray C. Bass, hereinafter referred to as "Claimant": Jeffrey B. Kaplan, Esq. and Scott Dimond, Esq., Dimond Kaplan & Rothstein, P.A., Miami, Florida. For Bane o