Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-04390 Ray C. Bass Name of the Respondent Hearing Site: Orlando, Florida Bane of America Investment Services, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Ray C. Ba&s, hereinafter referred to as "Claimant": Jeffrey B. Kaplan, Esq. and Scott Dimond, Esq., Dimond Kaplan & Rothstein, P.A., Miami, Florida.