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02-04381-Award-NASD-20040219.pdf

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf tTifi riaimant Pasa Kfiimhflr 02-043 8 1 Claude F. Booker Name nf tfrp Kpsprmdents Hearing Site: Richmond, VA Morgan Stanley DW, Inc. Thomas W. Grierson Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTTF.S Claimant, Claude F; Booker/hereinafterrefem^ ~ Conway, Esq., Conway & Conway, New York, New York. Respondents, Morga

00-02885-Award-NASD-20010516.pdf

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: W. Earl and Diane Bennett, Claimants v. Morgan Stanley Dean Witter and Burke Randolph, Respondents Case Number: 00-02885 Hearing Site: Houston, TX REPRESENTATION OF PARTIES Claimants, W. Earl and Diane Bennett, hereinafter referred to as "Claimants" of Houston TX., represented themselves. Respondents, Morgan Stanley Dean Witter and Burke Randolph, were represented by T