Award NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Name of Claimant Case Number: 02-04371 Barbara Spradlin Name of Respondent j Hearing Site: Little Rock, AR Stephens Inc. REPRESENTATION OF PARTIES For Barbara Spradlin, hereinafter referred to as "Claimant": Robert Hudgins, Esq., Searcy, AR. For Stephens Inc. ("Stephens"), hereinafter referred to as "Respondent": Jana K. Keller, Vice President, Associate General Counsel, Lit