02-04369-Award-NASD-20030318.pdf
Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Kenneth Streiler and Jan L. Streiler Case Number: 02-04369 • Names of the Respondents Wachovia Securities, Inc. (f/k/a First Union Securities, Inc.) Wachovia Corporation William R. Mead, Jr. Jacqueline M. Mead Mead & Associates of First Union Securities, Inc. Hearing Site: St. Louis, Missouri REPRESENTATION OF PARTIES Claiman