NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: RAYMOND JAMES & ASSOCIATES, INC. Case Number: 02-04359 Claimant vs. Hearing Site: Detroit, MI REPRESENTATION OF PARTIES Claimant, Raymond James & Associates, Inc. ("RJA") was represented by Rick A. Buchwalter, Esq., Raymond James & Associates, Inc., 880 Carillon Parkway, St. Petersburg, FL 33716. Respondent, Stephen Westveer ("Westveer"), was a pro se Respondent.

I Stipulated Award NASD In the Matter of the Arbitration Between: Name of the Claimant Maria Carmen Palazzo Names of the Respondents David Ira Rosenberg and Gaines, Berland Inc. Case Number: 00-02884 Hearing Site: New Orleans, LA REPRESENTATION OF PARTIES For Maria Carmen Palazzo, hereinafter referred to as "Claimant": Harry D. Hoskins, IE, Esq., Hoskins & Hoskins, LC, New Orleans, LA. For Respondents David Ira Rosenberg ("Rosenberg"

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.