Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Dolly J. Koon, individually and as Beneficiary of her IRA and Keri D. Simon Name of the Respondent A.G. Edwards & Sons, Inc. Case Number: 02-04348 Hearing Site: Kansas City, Missouri REPRESENTATION OF PARTIES Jane L. Stafford, Esq. of the firm Spencer Fane Britt & Browne, LLP located in Kansas City, Missouri represented Claimant Dolly J. Koon, i