Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Harold Klapper Names of the Respondents Morgan Stanley DW, Inc. and Christopher Connelly Case Number: 02-04022 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES Harold Klapper, hereinafter referred to as "Claimant", appeared pro se. For Morgan Stanley DW, Inc. ("MSDW") and Christopher Connelly ("Connelly"), hereinafter collectively