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02-04013-Award-NASD-20050309.pdf

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Davis Brothers Davis Brothers Construction, L.L.C. Troy Kent Davis Andy P. Davis April D. Davis Andy P. Davis and April D. Davis, Joint Case Number: 02-04013 Names of the Respondents Merrill Lynch Business Financial Services, Inc. Merrill Lynch Pierce & Smith, Inc. and Christopher Collier Hearing Site: Little Rock, Arkans

00-02880-Award-NASD-20020403.pdf

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: April W. Considine Claimant vs. J.C Bradford & Co. n/k/a/ PaineWebber, Inc., Martin J. Bannon, El and Mark E. Considine, Respondents rase Number- 00-02880 Hearing Site- Richmond, Virginia BFPRF,SFNTATTmv f>F PARTIES Claimant, April W. Considine ("Claimant"): Robert A. Kantas, Esq., Michie, Hamlet, Lowry, Rasmussen & Tweel, P.C., Charlottesville, Virginia. Respo