NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

"* s\ Stipulated Award " C w = / r ' Ttfr* , NASD Dispute Resolution *^ ,14ft - 9 A &Sj In the Matter of the Arbitration Between: Victor Tzonev and Luba Tzonev, Claimants v. Steve Flahive, Justin Smith and Salomon Smith Barney, Inc., Respondents Case Number: 02-04005 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimants: Amir H. Tadjedin,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Janice Rubin and the Janice Rubin Revocable Trust, Claimants v. Morgan Stanley Dean Witter, Inc. and Karin L. Getka, Respondents Case Number: 02-03998 Hearing Site: San Diego, California REPRESENTATION OF PARTIES For Claimants: Paul W. Thomas, Esq. Neda Ataie, Esq. Law Offices of Paul W. Thomas & Associates Carlsbad, California For Respondents: Keith Guilfoyle

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.