Award NASD Dispute Resolution In the Matter of the Arbitration Between: Alfred Pellegrini and Vilma Pellegrini, Claimants v. Merrill Lynch, Pierce, Fenner & Smith, Inc., Respondent Case Number: 02-03990 Hearing Site: San Francisco, California REPRESENTATION OF PARTIES For Claimants: Michael R. Simmonds, Esq. Wineberg, Simmonds & Narita San Francisco, California For Respondent: Eric J. Glassman, Esq. Mennemeier, Glassman & Stroud Sacramen