Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimants Leslie J. Martin, individually and as owner of the Leslie J. Martin Roth IRA and Leslie J. Martin SEP Accounts Name nf the Respondent Edward D. Jones & Co. Pase Number- 02-03985 Hearing Site: Charlotte, North Carolina RFPRRSFNTATTON OF PARTTRS Claimant Leslie J. Martin, individually and as owner of the Leslie J. Martin Roth IRA and Leslie J.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-02879 Howard E. Farber, Claimant vs. Ameritrade, Inc. Respondent. ATTORNEYS: For Claimant, Howard E. Farber, ("Claimant") appeared Alex J. Llorente, Esq., Laguna Hills, CA. Respondent, Ameritrade, Inc. ("Respondent") appeared through its in-house-counsel, James J. Vihstadt, Esq M Bellevue, NE. DATE FILED; July 6, 2000 CASE SUMMARY: Claimant alleged that despite the fact

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.