NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

Stipulated Award RFrp NASD Dispute Resolution U *- l -9 A & 55 In the Matter of the Arbitration Between: r ^'-^i; KA7;OK & o 3 Kenneth H. Lau and Theodora A. Lau, Claimants v. Morgan Stanley DW Inc. and Guey Lem Chau, Respondents Case Number: 02-03971 Hearing Site: San Diego, California REPRESENTATION OF PARTIES For Claimants: Ronald A. Marron, Esq. Law Offices of Ronald A. Marron San Diego, California For Respond

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.