NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Bernard K. Rotich Claimant(s) vs. Signet Investment Corporation vs. BHC Securities, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 88-01217 CASE SUMMARY Claimant(s) Bernard K. Rotich alleged that Respondent(s) Signet Investment Corporation made an unjustified margin call. Respondent(s) Signet Investment Corporation maintains that the order w

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Don Mattern Claimant vs. PaineWebber, Irtc. Respondent Case #88-00991 Award Heard before the members of the Arbitration Panel: On May 3, 1989, the presiding arbitrators heard the controversy between the parties as set forth in submissions to arbitration signed by Claimant on March 15, 1988, and by Respondent on June 21, 1988, The arbitration panel, ha

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: ) ) Names of the Claimants ) Case Number: 02-03954 Charles Solano and ) Peggy Solano, ) ) ) ) Names of the Respondents ) Hearing Site: Indianapolis, Indiana Raymond James Financial Services, Inc. and ) Dorothy Kuveke ) > Nature of the Dispute: Customer vs. Member Firm and Associated Person REPRESENTATION OF PARTIES For Claimants, Charles So

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between CELIA KUSPIT, JESSICA FERGUS and EILEEN KOSLOV, Claimants, vs . ALAN BESHANY. STANLEY LEVIN. ALVIN ROSENBLUM and NORMAN ROBBINS, Respondents. Case /88-00968 A^ard Heard before the members of the Arbitration Panel: Arieh Leo Douer Sidney L. Jacobs Samson Silberman CASE SUMMARY This claim was filed with the NASD, Inc. on March 25, 1988.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.