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02-03926-Award-NASD-20040730.pdf

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Giuseppe Delia Rosa and Patrizia Dottarelli (Claimants) v. Burlington Capital Markets, Inc. (Respondent) v. Fabio Pasquesi, Christopher Knutson (Third-Party Respondents) v. Mark Del Valle (Fourth Party Respondent) Case Number: 02-03926 Hearing Site: New York, New York Nature of the Dispute: Customers v. Member (Initial Claim) Member v. Associated Persons (Third-Party Claim) Asso