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02-03924-Award-NASD-20030108.pdf

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-03924 James Marcellus Peters, claimant vs. Todd Reeves, respondent. ATTORNEYS: Claimant appeared pro se, Raytown, MO, For Respondent appeared in-house counsel, Mark S. Reed, Esq., Minneapolis, MN. DATE FILED: July 3, 2002 CASE SUMMARY: Claimant alleged that respondent omitted facts regarding investments made in his account, claimant maintained that due to respondent's actions, the accoun