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88-00862-Award-NASD-19900920.pdf

r NATIOMAL ASSOCIATION OP SECURITIES DEALERS, INC. In t h e Matter of the Arbitration BatMseo GUS AND HARIA STAVROPOULES, JAKES AKD MARY PULTE, WOLVERINE CARBIDE DIE COKPANY AND ITS EMPLOYEES PROFIT SHARIMO TRUST claivant(i) and LAVTRENCE P. BIRNBAUU AND BEAR STEARNS k CO. , INC. Respondent < s) CONSOLIDATED CASE NOS. aa-ooe2o, S8-00862, k 88-02796 CASE suwuuty James and Mary Pulte, Gus and Maria Stavropoules, Wolv

02-03923-Award-NASD-20040304.pdf

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: p >Jiimhf*r 02-03923 David M. Tiffany faring site- Dallas, Texas Wachovia Securities Financial Network, file/a First Union Securities Financial Network, Inc.; and Derek B. Radzikowski OFPAPTTFS Claimant., David M. Tiffany, hereinafter referred to as "Claimant": Richard A. Sayles, Sayles, Lidji & Werbner, P.C., 4400 Renaissance Tower, 1201 Elm Street, Dallas, T