NOTICE: An award was rendered in this case, but is not available.

Award NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Name of Claimant Frank McConnell, Jr. Names of Respondents TD Waterhouse Investor Services, Inc. R. J. Thompson Securities, Inc. Case Number: 02-03915 Hearing Site: New Orleans, LA REPRESENTATION OF PARTIES For Frank McConnell, Jr., hereinafter referred to as "Claimant": Charles M. Thompson, Esq., Charles M. Thompson & Associates, P.C., Birmingham, AL. For TD Wat

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An aw/ard w/as rendered in this case, but is not available.