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02-03909-Award-NASD-20021218.pdf

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-03909 Lawrence R. Willing, Sr., claimant vs. BB&T (Branch Banking & Trust) Co., BB&T Investment Services and Van Kampen Funds, Inc., respondents. ATTORNEYS: Claimant appeared pro se, Southport, NC. For Respondent BB&T Branch and Trust Co., appeared in-house counsel, David L. Craven, Esq., Winston-Salem, NC. For Respondent BB&T Investment Services, Inc., appeared T. Jonathan Adams, Esq..

88-00860-Award-NASD-19901017.pdf

NATIONAL ASS0CIAT7I0N OF SECURITIES DEALERS, INC in the Matter of the Arbitral: rDn Between MERRILL LYNCH, PIERCE, FENNER SMITH, INC. Claimant and CASE NO. 88-OOaGI AWARD BORIS PANICH, IZOLDA PANICH AHU: MAYA PANICH Responderr^xs On April 21, 1989 in fiinneapol is, Minnesota, the undersigned arbitrators heard the contrrt5versy between the parties as set forth in submissions to arbitration sicuned by the Claimant on March HI, 1988 and i