Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Maxine Fowler Leritis, as Personal Representative of the Estate of Joe Serda, Deceased Names of the Respondents A.G. Edwards & Sons, Inc. and Sue Cade Name of the Third Party Respondent Treva Serda Names of the Fourth Party Respondents Maxine Fowler Leritis, Individually and Cortex E. Fowler, Sr., Individually, and in his capacity as Atto