NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-03899 Ira Le Roy Stern Trust, claimant vs. CIBC Oppenheimer, Alvin Convin, Mike Ferguson, and Seth Novatt, respondents. ATTORNEYS: Claimant appeared pro se, Boynton Beach, FL. For Respondents appeared in-house counsel, Peter M. Spett, Esq., of CIBC World Markets, Corp., New York, NY. DATE FILED: July 3, 2002 CASE SUMMARY: Claimant alleged that respondents failed to disclose informati

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.