NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 02-03858 Arthur Gottlieb, claimant vs. UBS PaineWebber, Inc., respondent. ATTORNEYS: Claimant appeared pro se, Tigard, OR. For Respondent appeared Jennifer J. Ohrenberger, Esq., of the firm Keesal, Young & Logan, Long Beach, CA. DATE FILED: July 2, 2002 CASE SUMMARY: Claimant alleged that respondent advised him not to sell shares of Enron stock because of a conflict of interest to keep

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.