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02-03857-Award-NASD-20040729.pdf

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Ronald D. Perkins, Jr. and Christine Ann Perkins, Claimants v. Merrill Lynch, Pierce, Fenrier & Smith, Inc., Ramsey R. Makar and Alice B. Chow, Respondents Case Number: 02-03857 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Persons * REPRESENTATION OF PARTIES For Claimants: Jeffrey S. Salisbury, Esq. Law Office of Jeffrey