NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Frank Laurence and Colleen Laurence, individually and as Trustees for the Laurence Family Trust U/A/D July 24, 1992, Claimants v. James R. Atrat, Prudential Securities, Inc. and US Bancorp Piper Jaffray, Inc., Respondents Case Number: 02-03856 Hearing Site: San Francisco, California Nature of the Dispute: Customers v. Members and Associated Person REPRESENTATION OF PARTIES For C

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Wayne Seminoff and Lisa Seminoff JTWROS, Claimants v. CSG Corporate Securities Group, Inc. and Kirk D. Michelotti, Respondents Case Number: 00-02860 Hearing Site: Seattle, Washington REPRESENTATION OF PARTIES For Claimants: Jean M. Bouffard, Esq. Maple Valley, Washington For Respondents: Theodore G. Bryant, Esq. Cozen And O'Connor Seattle, Washington Statement

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.

NOTICE: An award was rendered in this case, but is not available.