Award NASD Regulation, Inc. In the Matter qfthe Arbitration Between: Manuel C. and Lucille Pragana (Gahnants) vs. USLife Equity Sdes Coip, Gary Ferone, Fiisi Hanovo Securities, Inc. (nka LCP Capital Coip.), Sdvdore A. Nfortonno (Respondents); and USUfe Equity Sdes Coip. (Cross-Gaimant) vs. First Hanover Securities, Inc. (nka LCP Capital Coip.) and Sdvatore A. Martorano (Cioss-Resp(»dems) Case Number: 96-01316 MASTER CASE Hearing Site: New York. New York C

Award NASD Regulation, Inc. In the Matter qfthe Arbitration Between: Manuel C. and Lucille Pragana (Gahnants) vs. USLife Equity Sdes Cmp, Gaiy Ferone. Fhrst Hanovo Securities, fac. (nka LCP Capital Coip.), Sdvdore A. Nfertmano (Respmidents); and USUfe Equity Sdes Coip. (Cross-Gaimant) vs. Hrst Hanover Securitira, Inc. (nka LCP Capiui Cotp.) and Sdvatore A. Martorano (Cross-Re^xadents) Case Number: 96-01316 MASTER CASE Hearing Site: New York. New York Cons

Award NASD Regulation, Inc. In the Matter qfthe Arbitration Between: Manuel C. and Lucille Pragana (Gahnams) vs. USLife Equity Sdes Cmp, Gary Ferone, Fhrst Hanovo Securities, fac. (nka LCP Capital Coip.), Sdvdore A. Nfertmano (Respmidenta); and USUfe Equity Sdes Corp. (Cross-Gaimant) vs. Hrst Hanover Securitira, Inc. (nka LCP Capiui Cotp.) and Sdvatore A. Martorano (Cross-Re^xadenta) Case Number: 96-01316 MASTER CASE Hearing Site: New York. New York Conso

Award NASD Regulation, Inc. In the Matter qfthe Arbitration Between: Manud C. and Lucille Pragaiu (Gahnants) vs. USLife Equity Sdes Coop, Gary Ferone, Fhst Hanovo Securities, fac. (nka LCP Capital Corp.), Sdvdore A. Martorano (Respoodents); and USUfe Equity Sdes Coip. (Cross-Gahnant) vs. I^rst Hanover Securities, Inc. (nka LCP Capital Corp.) and Sdvatme A. Martorano (Cross-Respmdents) case Number: 96-01316 MASTER CASE Hearing Site: New York. New York Cons

Award NASD Regiilatioa, Inc. In the Matter qfthe Arbitration Between: Manud C. and Lucille Pragana (Gahnants) vs. USLife Equity Sdes Coip, Gary Ferone, Fhrsi Hanovo Securities, Inc. (nlca LCP Capital Coip.), Sdvdore A. Mbrtorano (Respondents); and USLife Equity Sdes Coip. (Cross-Gaimant) vs. Hrst Hanover Securities, Inc. (nka LCP Capitd Corp.) and Sdvatore A. Manorano (Cross-Re^nrndents) Case Number: 96-01316 MASTER CASE Hearing Site: New York. New York C

Award NASD RegulatiOQ, Inc. In the Matter qfthe Arbitration Between: Manuel C. and Lucille Pragana (Gaimants) vs. USLife Equity Sdes Coip, Gary Ferone, Fhst Hanover Securities, Inc. (nka LCP Capital Coip.}, Sdvatore A. Nfortorano (Respoodents); and USLife Equity Sdes Coip. (Cross-Gaimant) vs. Hrst Hanover Securitie, Inc. (nka LCP Capitd Cotp.) and Sdvatore A. Manorano (Cross-Re^KMidents) Case Number: 964)1316 MASTER CASE Hearing Site: New York. New Yoric

Award NASD Regulatioii, Inc. In the Matter qfthe Arbitration Between: Manuel C. and Lucille Pragana (Claimants) vs. USLife Equity Sales Cotp, Gary Fotine. First Hanover Securities, Itac. (nka LCP Capital Corp.), Salvatore A. Martorano (ResiKMidents); and USLife Equity Sales Corp. (Cross-aaimant) vs. First Hanover Securities, Inc. (nka LCP Capital Corp.) and Salvatore A. Martorano (Cross-Re^xM^ents) CgseNmnbCT: 96-01316 MASTER CASE Hearing Site: New Ynrlc. NTe

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-03792 James Landers Names of the Respondents Hearing Site: Atlanta, Georgia Morgan Keegan & Company, Inc. Brian Burgdorf Fred Smith Tom Hays Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For James Landers, hereinafter referred to as "Claimant": Charles M. Thompson, Esq., Charles M.

Award NASD X&pute Resolution, Inc. ia lite (Of the AibiliittlQa Between WateedAt-Nunqr Case No. 98-03(»7 Aigent Seotrithsi, Inc. WdeedAI-Ibkaiiii CoiiBolidetedwidi Case No. 98-3056 Argent Secuilies, be. Abddisbim Elbaldieit HJ. Mc^yefs & Ct>., Inc. MMSgNTATOIWOgPAl Bar Gtataaaids Waked Ai-Numay ('NiDnny') and Waleed Al-Hatamd ("Hdcanii''). bevemafler odbKlively fcftned to as "llaiinanfti'': Lyn& G. Wlbon. Attomqr at Law, Atlanta, G

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Terrell J. Slawson, Valerie R. Silva, Lynnette Underwood, as Executor for the Estate of Norman Underwood, Jr. and as Trustee/Beneficiary of the Norman and Lynnette Underwood Living Trust, Lauro Bemal and DeAnn Bemal, Reverend Michael C. Gamer, Individually and as Custodian f/b/o Charis A. Gamer, CUTMA, as Custodian f/b/o Eric C. Gamer, CUTMA, and as Custodian f/b/o Heather M. Gamer, CUTMA,