Award NASD Regulation, Inc. In the Matter qfthe Arbitration Between: Manud C. and Lucille Pragana (Clahnanis) vs. USLife Equi^ Sales Coip, Gary Ferone. First Hanover Securities. Inc. (nka LCP Capital Corp.), Salvatore A. Martorano (Respondents); and USLife Equity Sales Corp. (Cross-Claimant) vs. First Hanover Securities, Inc. (nka LCP Capital Corp.) and Salvatore A. Martorano (Cross-Resp< Hidents) Case Number: 96-01316 MASTER CASE Hearing Site: New York. New

AWARD NASD Regulatioii, Inc. In die Madnr of die Arbitration Between Namti nf nufmai^ Tntemational As^ Advisory Coipodstion 984)4339 Master File Morgan Stanley Dean Witter & CompaiQr James Scott WMtmore CONSOLIDATED WITH In the Matter of die Arbitration Betwerai Name of Claimq^ James Scott Whitmoie 984)4565 Name of Respnndftnt Intemational Assets Advisory Corporation BEPRESENTAT^n;^^ ^ Cmparation ("lAAC"): Stanley T. Pa

Award NASD Regulation, Inc. In the Matter cfthe Arbitration Between: Manud C. and Lucille Pragana (Gahnants) vs. USLife Equi^ Sales Corp. Gary Ferone. First Hanover Securities, Inc. (nka LCP Capital Corp.), Salvatore A. Martorano (Respondents); and USLife Equity Sales Corp. (Cross-Gaimant) vs. First Hanover Securities, Inc. (nka LCP Capital Corp.) and Salvatore A. Manorano (Cross-Resp< Hidents) Case Number: 96-01316 MASTER CASE Hearing Site: New York. New Yor

Award NASD Regulation, Inc. In the Matter cfthe Arbitration Between: Manuel C. and Lucille Pragana (Clainianis) vs. USLife Equi^ Sales Corp, Gary Ferone. First Hanover Securities, Inc. (nka LCP Capital Corp.), Salvatore A. Martorano (Respoodents); and USLife Equity Sales Corp. (Cross-Claimant) vs. First Hanover Securities, Inc. (nka LCP Capital Corp.) and Salvatore A. Maitorano (Cross-Resp< Hidents) Case Number: 96-01316 MASTER CASE Hearing Site: New York, Ne

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Joseph A. Blissit, Jr. Name of Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. In the Matter of the Arbitration Between Name of Claimant Merrill Lynch, Pierce, Fenner & Smith, Inc. Names of Respondents Joseph A. Blissit, Jr. Wheat First Union 99-02919 Consolidated with 99-2943 REPRESENTATION For Joseph A. Blissit, Jr. ("Blissit"

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Charles Schwab & Co., Inc., Claimant vs. Mark Ziegaus and Deanza Ziegaus, Respondents. Mark Ziegaus and Deanza Ziegaus, Claimants vs. Charles Schwab & Co., Inc., Respondent. Consolidated Case Numbers: 99-02659 and 99-02698 Hearing Site: San Francisco, California REPRRSENTATTON OF PARTTKS Claimant, Charles Schwab & Co., Inc., hereinafter referred to as "Claimant or Schwab": Curt

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: First National Bank & Trust of Muskogee, (Claimant) vs. FFP Securities, Inc., Jack Crow, and Rebecca Tidmore, (Respondents) vs. BOSC, Inc. (Third-Party Respondent). Case Number: 99-03018 Hearing Site: Oklahoma City, Oklahoma (Consolidated with FFP Securities. Inc., Jack Crow and Rebecca Tidmore vs. First National Bank & Trust of Muskogee; Case Number 99-03161) REPRESENTATION OF PARTIES

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURniES DEALERS REGULATION. INC. CASE: 99-02601 consolidated with 99-2602 Connie J. Ridzinski and Alan Ridzinski. claimants vs. Merrill Lynch Pierce Fenner & Smith, Inc., and Suellen Cramer, respondents, vs. Stephen E. Berube, third party respondent. ATTORNEYS: Claimant Connie J. Ridzinski ("Claunant"), appeared Pro Se., Peachtree City, GA. Claimant Alan Ridzinski ("Claimant") (collectively "Claimants"), app

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between ! Name of Claimant John D. Linskens And 02-03790 Milwaukee, Wisconsin Name of Respondents Russo Securities, Inc., William G. Brown, Joseph DePergola, Ferdinand Russo, Richard Anthony Russo, Ronald Detommaso and Jacob Neiman Nature of the Dispute: Customer v. Terminated Member and Associated Persons. REPRESENTATION OF PARTIES John D. Linskens ("Claimant"), loca

Award NASD Dispute Resolution. Inc. In the Matter of the Arbitration Between: Nicholas D. Nickios, Claimant v. Washington Square Securities, Inc.. Respondent Case Number. 00-02856 Hearing Site: Portland, Oregon REPRESENTATION OF PARTIES For Claimant: Richard M Layne. Esq. Layne £ Lewis. L.L.P. Portland, Oreeon For Respondent: Frank A. Taylor. Esq. Kristin R. Sankovitz, Esq. Bnggs and Morgan. Professional Association Minneapolis. Minnesot