Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Claudia Sitar v. Morgan Stanley DW, Inc. and Michael Arundel Case Number: 02-03438 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, Claudia Sitar ("Sitar"), hereinafter referred to as "Claimant": Fred Rosenberg, Esq., Roseland, New Jersey . Respondents, Morgan Stanley DW, Inc. ("Morgan Stanley") and Michael Arundel ("Arundel"), Charles M. Dalziel,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert G. Long (Claimant) v. Prudential Securities, Inc.; Kevin J. Ortmeyer and John P. McEvoy (Respondents) Case Number: No. 02-03437 Hearing Site: Cincinnati, Ohio Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Robert G. Long ("Long") hereinafter referred to as "Claimant": Michael Huberman, Esq. and Seth Huberman

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jamie and Michael Sacher (Claimants) vs. Bear Stearns & Co., Inc. (Respondent) Case Number: 02-03435 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants Jamie Sacher ("J. Sacher") and Michael Sacher ("M. Sacher") s hereinafter collectively referred to as "Claimants": Charles R. Van de Walle, Esq., Upper Brookviile, NY. Respondent Bear Steams & Co., Inc.

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Olivia Gibson Trust and Lisa Marie Gibson Trust and Names of Respondents Salomon Smith Barney n/k/a/ Citigroup Global Markets, Inc., and Lawrence E. Seng Case Number: 02-03434 Hearing Site: Southfield, Michigan NATURE OF DISPUTE Customer v. Member Firm and Associated Person REPRESENTATION OF PARTIES Olivia Gibson Trust and Lisa Marie

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jeanette Rosete, Individually and for Kathleen Ann D. Rosete, Jeremiah Isaac Rosete, and Athalie Paje Rosete, Claimant v. Morgan Stanley DW Inc. and E. Philip Tucker, Respondents Case Number: 02-03431 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Mitchell C. Green, Esq. Law

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Charlotte Farberman Leonard S. Feinman, and Anita Oilman, as Joint Tenants Names of the Respondents Gruntal & Co., Inc. Raymond James & Associates, Inc. Janney Montgomery Scott, LLC Laurel Salsberry Case Number: 02-03159 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Charlotte Farberman ("Farberman"), Leonard S. Fei

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-03158 Bart Prato Name of the Respondent Hearing Site: Boca Raton, Florida Merrill Lynch, Pierce, Fenner & Smith, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Bart Prato, hereinafter referred to as "Claimant": Darren C. Blum, Esq., Randall C. Place, Esq. and Deborah A. Dickstein, Esq., Blum, Silver & Schwa

Award NASD Dispute Resolution In the Matter of the Arbitration Between: i Name of the Claimant Case Number: 02-03154 Prime Charter LTD. i Name of the Respondent Hearing Site: Boca Raton, Florida Michael M. Demsky __^ \ 1 < REPRESENTATION OF PARTIES For Prime Charter LTD., hereinafter referred to as "Claimant": Eric J. Shames, General Counsel, and Cory M. Sobel, Of Counsel, Prime Charter LTD., New York, New York. For Micha

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sigmund W eiss (Claimant) v s. P rudential S ecurities Inc., Jo seph A bbate a nd M atthew Hecht (Respondents) Case Number: 02-03144 Hearing Site: New York, New York NATURE OF DISPUTE Customer vs. Member and Associated Persons REPRESENTATION OF PARTIES Claimant, Sigmund Weiss, hereinafter referred to as "Claimant": Jeffrey Neiman, Esq., The Neiman Law Firm, Brookl

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimants Alexa J. Morgan and Nancy B. Brohner and 00-02755 Phoenix, Arizona Name of Respondents Carillon Investments, Inc. Michael Simpson REPRESENTATION OF PARTIES Alexa J. Morgan and Nancy B. Brohner ("Claimants") were represented by Michael Salcido, Esq., Gust & Rosenfeld, Phoenix, Arizona. Carillon Investments, Inc. ("Respondent Carillon") and M