Stipulated Award NASD Dispute Resolution, Inc, In the Matter of the Arbitration Between: Richard N. Zecher, (Claimant) vs. On-Site Trading, Inc., (Respondent) Case Number: 00-02726 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Richard N. Zecher, hereinafter referred to as "Claimant": Martin P. Unger, Esq., Blank Rome Tenzer Greenblatt LLP, New York, NY. Respondent, On-Site Trading, Inc., hereinafter referred to as "Respondent

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Alan Moskowitz (Claimant) v. HD Brous & Co., Inc. and Cliff Josephy (Respondents) Case Number: 02-03370 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Allan Moskowitz, hereinafter referred to as "Claimant": Jeffrey M. Fried, Esq., New York, NY. Respondents, HD Brous & Co., Inc. ("HD Brous") and Cliff Josephy ("Josephy"), hereinafter collectively referred to

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names nf the Claimants James J. Karlheim Rutherford F. and Connie Pernod H. London and Peggy J. Henry Joseph and Sarah Leach Paul William Cowan Frank W. Burket Rick Wright Brian Stahl Donald Holderbaum Names nf the Respondents MurJen Financial, Inc. Richard Meyerhoff rase Number 02-03367 (Master Case) Consolidated with Subordinate Cases 02-033

Award NASD Dispute Resolution In the Matter of the Arbitration Between: IRA FBO Kurt J. Silvestro, IRA FBO Brenda J. Silvestro, and Chantale Silvestro/Pierrette Desimone/Kurt Silvestro as Tenants in Common (Claimants) v. HSBC Brokerage (USA) Inc. & Damian M. Baird (Respondents) Case Number: 02-03366 Hearing Site: Buffalo, New York REPRESENTATION OF PARTIES Claimants, IRA FBO Kurt J. Silvestro ("K. Silvestro"), IRA FBO Brenda J. Silvestro ("B. Silves

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between; Name of the Claimant Case Number: 02-03365 David Nelson Brown Names of the Respondents Hearing Site: Orlando, Florida First Union Securities f/k/a JW Genesis n/k/a Wachovia Securities Financial Network, LLC Gary Brian Kaltbaum John Warren Dubrule REPRESENTATION OF PARTIES For David Nelson Brown, referred to as "Claimant": Robert Bertsch, Esq., Bertsch & Associ

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-03364 Morgan Stanley Dean Witter Inc. (formerly Dean Witter Reynolds Inc.) Name of the Respondent Hearing Site: Atlanta, Georgia Matthew R. Collins REPRESENTATION OF PARTIES For Morgan Stanley Dean Witter Inc. (formerly Dean Witter Reynolds Inc.), hereinafter referred to as "Claimant": Diane C. Fischer, Esq. and Edward A. Walton, Esq., Ka

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 02-03363 Madeline S. Masters, individually, and as Trustee of the Madeline S. Masters Revocable Trust and as Trustee of the James J, Masters Trust; and Beverly Harrison and Joyce Masters, as Successor Co-Trustees of the Madeline Masters Irrevocable Trust Names of the Respondents Hearing Site: Boca Raton, Florida WMA Securities,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 02-03358 Saverio Minervini Names of the Respondents Hearing Site: Boca Raton, Florida UBS Financial Services, Inc. f/k/a UBS PaineWebber, Inc., Luis Javier Loboguenero, and Andres Loboguerrero Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES For Saverio Minervini, hereinafter referred

Award NASD In the Matter of the Arbitration Between; Name of the Claimant Robertson Stephens, Inc. Name of the Respondent Cory Chandler Case Number: 02-03357 Hearing Site: Orlando, Florida REPRESENTATION OF PARTIES For Robertson Stephens, Inc. ("Claimant"): Christopher A. Stecher, Esq., Law Offices of Keesal, Young & Logan, P.C., San Francisco, California. Cory Chandler ("Respondent") did not appear. CASE INFORMATION Statement of

Award NASD Dispute Resolution In the Matter of the Arbitration Between: David L. Greer, Claimant v. Strong Investments, Inc., Respondent Case Number: 02-03351 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member REPRESENTATION OF PARTIES For Claimant: David L. Greer In Propria Persona Bloomington, California For Respondent: Jonathan R. Ingrisano, Esq. Godfrey &Kahn,S.C. Milwaukee, Wisconsin CASE INFORMATION